Filing Details
- Accession Number:
- 0001127602-15-023776
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-30 17:56:24
- Reporting Period:
- 2015-07-28
- Filing Date:
- 2015-07-30
- Accepted Time:
- 2015-07-30 17:56:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364742 | Blackrock Inc. | BLK | Security Brokers, Dealers & Flotation Companies (6211) | 320174431 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1059245 | Laurence Fink | Blackrock, Inc. 55 East 52Nd Street New York NY 10055 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-07-28 | 19,324 | $167.76 | 1,266,254 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-07-28 | 19,324 | $336.53 | 1,246,930 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-07-28 | 44,186 | $167.76 | 1,291,116 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-07-28 | 44,186 | $337.19 | 1,246,930 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-07-28 | 800 | $167.76 | 1,247,730 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-07-28 | 800 | $338.88 | 1,246,930 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-07-29 | 19,024 | $167.76 | 1,265,954 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-07-29 | 19,024 | $337.09 | 1,246,930 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-07-29 | 9,000 | $167.76 | 1,255,930 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-07-29 | 9,000 | $337.80 | 1,246,930 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-07-29 | 29,425 | $167.76 | 1,276,355 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-07-29 | 29,425 | $338.94 | 1,246,930 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-07-29 | 53,837 | $167.76 | 1,300,767 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-07-29 | 53,837 | $339.88 | 1,246,930 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-07-29 | 7,565 | $167.76 | 1,254,495 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-07-29 | 7,565 | $340.56 | 1,246,930 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-07-30 | 23,054 | $167.76 | 1,269,984 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-07-30 | 23,054 | $339.23 | 1,246,930 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-07-30 | 12,446 | $167.76 | 1,259,376 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-07-30 | 12,446 | $340.09 | 1,246,930 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-28 | 19,324 | $0.00 | 19,324 | $167.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-28 | 44,186 | $0.00 | 44,186 | $167.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-28 | 800 | $0.00 | 800 | $167.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-29 | 19,024 | $0.00 | 19,024 | $167.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-29 | 9,000 | $0.00 | 9,000 | $167.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-29 | 29,425 | $0.00 | 29,425 | $167.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-29 | 53,837 | $0.00 | 53,837 | $167.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-29 | 7,565 | $0.00 | 7,565 | $167.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-30 | 23,054 | $0.00 | 23,054 | $167.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-30 | 12,446 | $0.00 | 12,446 | $167.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
242,267 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
198,081 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
197,281 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
178,257 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
169,257 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
139,832 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
85,995 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
78,430 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
55,376 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
42,930 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
Footnotes
- Includes (i) 10,962 Restricted Stock Units vesting on 1/31/16, (ii) 18,596 Restricted Stock Units vesting in installments on 1/31/16 and 1/31/17, (iii) 11,618 shares of Restricted Stock vesting in installments on 1/31/16, 1/31/17 and 1/31/18, (iv) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested, (v) 37,472 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (vi) 24,322 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- This transaction was executed in multiple trades at prices ranging from $336.00 to $336.995. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $337.00 to $337.89. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $336.375 to $337.37. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $337.38 to $338.09. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $338.39 to $339.38. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $339.39 to $340.375. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $340.39 to $341.00. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $338.83 to $339.78. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $339.85 to $340.47. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- Relates to a portion of a long-term incentive plan option award of 364,313 options granted on 1/31/07 with an expiration date of 1/31/17.