Filing Details
- Accession Number:
- 0001140361-15-029106
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-30 14:58:42
- Reporting Period:
- 2015-07-27
- Filing Date:
- 2015-07-30
- Accepted Time:
- 2015-07-30 14:58:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569994 | Waterstone Financial Inc. | WSBF | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1385498 | M Rebecca Arndt | 11200 W Plank Court Wauwatosa WI 53226 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-07-27 | 1,000 | $13.00 | 39,780 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-07-29 | 100 | $13.02 | 39,680 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-07-29 | 1,600 | $13.00 | 38,080 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,249 | Indirect | By ESOP |
Common Stock | 19,998 | Indirect | By 401(k) plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $16.11 | 2014-01-22 | 2017-01-05 | 27,432 | 27,432 | Direct |
Common Stock | Stock Options | $1.73 | 2014-01-22 | 2022-01-04 | 13,168 | 13,168 | Direct |
Common Stock | Stock Options | $12.75 | 2016-03-04 | 2025-03-04 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-01-05 | 27,432 | 27,432 | Direct |
2022-01-04 | 13,168 | 13,168 | Direct |
2025-03-04 | 15,000 | 15,000 | Direct |