Filing Details

Accession Number:
0001437749-15-014247
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-29 17:27:29
Reporting Period:
2015-07-28
Filing Date:
2015-07-29
Accepted Time:
2015-07-29 17:27:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1292426 Gfi Group Inc. GFIG Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 800006224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219066 Securities Fitzgerald Cantor
110 East 59Th Street
New York NY 10022
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2015-07-28 54,315 $5.83 159,960 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Does not include 45,000 shares held directly by Cantor Fitzgerald & Co., an affiliate of Cantor Fitzgerald Securities. Such shares may be indirectly beneficially owned by the following affiliated persons of Cantor Fitzgerald & Co. and Cantor Fitzgerald Securities: Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares.
  2. Does not include 114,378,936 shared held directly by BGC Partners, L.P., an affiliate of Cantor Fitzgerald Securities. Such shares may be indirectly beneficially owned by the following affiliated persons of BGC Partners, L.P.: BGC Holdings, LLC, BGC Holdings, L.P., BGC GP, LLC, BGC Partners, Inc., Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares.