Filing Details
- Accession Number:
- 0001181431-15-008835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-29 16:46:59
- Reporting Period:
- 2015-07-27
- Filing Date:
- 2015-07-29
- Accepted Time:
- 2015-07-29 16:46:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1407038 | Bg Medicine Inc. | BGMD | In Vitro & In Vivo Diagnostic Substances (2835) | 043506204 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1131095 | Agtc Advisors Fund Lp | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1222012 | Noubar Afeyan | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | Yes | No | Yes | No | |
1400240 | Flagship Ventures Management, Inc. | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1400241 | Newcogen Group, Inc. | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1419730 | Agtc Partners, L.p. | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-07-27 | 3,256 | $0.14 | 57,010 | No | 4 | X | Indirect | Held by AGTC Advisors Fund, L.P. |
Common Stock | Disposition | 2015-07-27 | 206 | $2.27 | 56,804 | No | 4 | S | Indirect | Held by AGTC Advisors Fund, L.P. |
Common Stock | Acquisiton | 2015-07-27 | 254 | $0.14 | 57,058 | No | 4 | X | Indirect | Held by AGTC Advisors Fund, L.P. |
Common Stock | Disposition | 2015-07-27 | 16 | $2.27 | 57,042 | No | 4 | S | Indirect | Held by AGTC Advisors Fund, L.P. |
Common Stock | Acquisiton | 2015-07-27 | 254 | $0.14 | 57,296 | No | 4 | X | Indirect | Held by AGTC Advisors Fund, L.P. |
Common Stock | Disposition | 2015-07-27 | 16 | $2.27 | 57,280 | No | 4 | S | Indirect | Held by AGTC Advisors Fund, L.P. |
Common Stock | Acquisiton | 2015-07-27 | 254 | $0.14 | 57,534 | No | 4 | X | Indirect | Held by AGTC Advisors Fund, L.P. |
Common Stock | Disposition | 2015-07-27 | 16 | $2.27 | 57,518 | No | 4 | S | Indirect | Held by AGTC Advisors Fund, L.P. |
Common Stock | Acquisiton | 2015-07-27 | 254 | $0.14 | 57,772 | No | 4 | X | Indirect | Held by AGTC Advisors Fund, L.P. |
Common Stock | Disposition | 2015-07-27 | 16 | $2.27 | 57,756 | No | 4 | S | Indirect | Held by AGTC Advisors Fund, L.P. |
Common Stock | Acquisiton | 2015-07-27 | 508 | $0.14 | 58,264 | No | 4 | X | Indirect | Held by AGTC Advisors Fund, L.P. |
Common Stock | Disposition | 2015-07-27 | 32 | $2.27 | 58,232 | No | 4 | S | Indirect | Held by AGTC Advisors Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | Held by AGTC Advisors Fund, L.P. |
No | 4 | S | Indirect | Held by AGTC Advisors Fund, L.P. |
No | 4 | X | Indirect | Held by AGTC Advisors Fund, L.P. |
No | 4 | S | Indirect | Held by AGTC Advisors Fund, L.P. |
No | 4 | X | Indirect | Held by AGTC Advisors Fund, L.P. |
No | 4 | S | Indirect | Held by AGTC Advisors Fund, L.P. |
No | 4 | X | Indirect | Held by AGTC Advisors Fund, L.P. |
No | 4 | S | Indirect | Held by AGTC Advisors Fund, L.P. |
No | 4 | X | Indirect | Held by AGTC Advisors Fund, L.P. |
No | 4 | S | Indirect | Held by AGTC Advisors Fund, L.P. |
No | 4 | X | Indirect | Held by AGTC Advisors Fund, L.P. |
No | 4 | S | Indirect | Held by AGTC Advisors Fund, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2015-07-27 | 3,256 | $0.00 | 3,256 | $0.14 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2015-07-27 | 254 | $0.00 | 254 | $0.14 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2015-07-27 | 254 | $0.00 | 254 | $0.14 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2015-07-27 | 254 | $0.00 | 254 | $0.14 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2015-07-27 | 254 | $0.00 | 254 | $0.14 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2015-07-27 | 508 | $0.00 | 508 | $0.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-07-28 | No | 4 | X | Indirect | |
0 | 2015-09-08 | No | 4 | X | Indirect | |
0 | 2015-09-28 | No | 4 | X | Indirect | |
0 | 2015-11-14 | No | 4 | X | Indirect | |
0 | 2015-12-15 | No | 4 | X | Indirect | |
0 | 2016-03-10 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 43,930 | Direct | |
Common Stock | 786,970 | Indirect | Held by Applied Genomic Technology Capital Fund, L.P. |
Common Stock | 2,508 | Indirect | Held by Atlast LP |
Common Stock | 441,072 | Indirect | Held by Flagship Ventures Fund 2007, L.P. |
Footnotes
- Share and price per share amounts have been adjusted to reflect a 1-for-4 reverse split of the Issuer's common stock on July 8, 2015.
- On July 27, 2015, AGTC Advisors Fund, L.P. ("AGTCA") exercised warrants to purchase 3,256 shares of Common Stock for $0.14 per share. AGTCA exercised the warrants on a cashless basis, resulting in the Issuer's withholding of 206 of the warrant shares to pay the exercise price and issuing to AGTCA the remaining 3,050 shares.
- NewcoGen Group, Inc. ("NG") is the general partner of AGTC Partners, L.P., which is the general partner of AGTCA and Applied Genomic Technology Capital Fund, L.P. ("AGTCF", and together with AGTCA, the "AGTC Funds"). NG is a wholly-owned subsidiary of Flagship Ventures Management, Inc. ("Flagship"). Noubar B. Afeyan, Ph.D. is the director of Flagship and may be deemed to beneficially own the securities held by the AGTC Funds. Dr. Afeyan disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- The price reflects the average of the closing prices of the Common Stock over the five day period prior to the exercise date.
- On July 27, 2015, AGTCA exercised warrants to purchase 254 shares of Common Stock for $0.14 per share. AGTCA exercised the warrants on a cashless basis, resulting in the Issuer's withholding of 16 of the warrant shares to pay the exercise price and issuing to AGTCA the remaining 238 shares.
- On July 27, 2015, AGTCA exercised warrants to purchase 254 shares of Common Stock for $0.14 per share. AGTCA exercised the warrants on a cashless basis, resulting in the Issuer's withholding of 16 of the warrant shares to pay the exercise price and issuing to AGTCA the remaining 238 shares.
- On July 27, 2015, AGTCA exercised warrants to purchase 254 shares of Common Stock for $0.14 per share. AGTCA exercised the warrants on a cashless basis, resulting in the Issuer's withholding of 16 of the warrant shares to pay the exercise price and issuing to AGTCA the remaining 238 shares.
- On July 27, 2015, AGTCA exercised warrants to purchase 254 shares of Common Stock for $0.14 per share. AGTCA exercised the warrants on a cashless basis, resulting in the Issuer's withholding of 16 of the warrant shares to pay the exercise price and issuing to AGTCA the remaining 238 shares.
- On July 27, 2015, AGTCA exercised warrants to purchase 508 shares of Common Stock for $0.14 per share. AGTCA exercised the warrants on a cashless basis, resulting in the Issuer's withholding of 32 of the warrant shares to pay the exercise price and issuing to AGTCA the remaining 476 shares.
- Noubar B. Afeyan, Ph.D. is the general partner of Atlast LP and may be deemed to beneficially own the securities held by Atlast LP. Dr. Afeyan disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- Noubar B. Afeyan, Ph.D. and Edwin M. Kania, Jr. are managers of Flagship Ventures 2007 General Partner LLC, which is the general partner of Flagship Ventures Fund 2007, L.P., and may be deemed to beneficially own the securities held by Flagship Ventures Fund 2007, L.P. Each of Dr. Afeyan and Mr. Kania disclaim beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- This warrant is immediately exercisable.