Filing Details
- Accession Number:
- 0001398344-15-004761
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-29 14:49:00
- Reporting Period:
- 2015-07-07
- Filing Date:
- 2015-07-29
- Accepted Time:
- 2015-07-29 14:49:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1162030 | Alliance New York Municipal Income Fund | AYN | () | 043593245 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
896017 | Opportunity Partners Lp | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
1164363 | Full Value Partners Lp | Park 80 West - Plaza Two 250 Pehle Ave. Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
1580881 | Calapasas West Partners Lp | Park 80 West - Plaza Two 250 Pehle Ave., Ste 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
1580999 | Full Value Special Situations Fund Lp | Park 80 West - Plaza Two 250 Pehle Ave., Ste 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
1581073 | Mcm Opportunity Partners Lp | Park 80 West - Plaza Two 250 Pehle Ave., Ste 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
1581172 | Opportunity Income Plus Lp | Park 80 West - Plaza Two 250 Pehle Ave., Ste 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
1584439 | Full Value Offshore Fund, Ltd. | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-07-07 | 6,573 | $14.16 | 323,689 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-07-14 | 7,741 | $13.98 | 331,430 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-07-16 | 81,293 | $14.03 | 412,723 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-07-17 | 7,981 | $14.06 | 420,704 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-07-20 | 2,550 | $14.05 | 423,254 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Auction Rate Preferred | 526 | Direct |
Footnotes
- Certain of such shares are held by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special SItuations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, MCM Opportunity Partners, LP, and Opportunity Income Plus Fund, LP (the "Funds"), which together may constitute a group. Each Fund disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest.