Filing Details
- Accession Number:
- 0001193805-15-001278
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-07-29 06:30:13
- Reporting Period:
- 2015-04-27
- Filing Date:
- 2015-07-29
- Accepted Time:
- 2015-07-29 06:30:13
- Original Submission Date:
- 2015-04-28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366340 | Finjan Holdings Inc. | FNJN | Patent Owners & Lessors (6794) | 204075963 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1638508 | Julie Mar-Spinola | C/O Finjan Holdings, Inc. 2000 University Avenue, Suite 600 East Palo Alto CA 94303 | Cipo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-04-27 | 5,026 | $0.00 | 15,056 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-04-27 | 2,010 | $1.39 | 13,046 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2015-04-27 | 5,026 | $0.00 | 5,026 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,183 | No | 4 | M | Direct |
Footnotes
- This form is being amended to reflect shares of common stock beneficially owned following the vesting of restricted stock units ("RSUs") and the RSUs remaining after the vesting of 5,026 RSUs.
- Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into on December 12, 2014 to satisfy the reporting person's tax obligations upon vesting of 5,026 RSUs.
- RSU granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Incentive Compensation Plan.
- A total of 60,314 RSUs were granted on July 10, 2014. The RSUs vested one-third on January 27, 2015 and an additional 8.33% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting.
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