Filing Details
- Accession Number:
- 0001104659-15-053991
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-28 21:52:25
- Reporting Period:
- 2015-07-24
- Filing Date:
- 2015-07-28
- Accepted Time:
- 2015-07-28 21:52:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1061027 | Sunesis Pharmaceuticals Inc | SNSS | Pharmaceutical Preparations (2834) | 943295878 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1323113 | Jr N Daniel Swisher | C/O Sunesis Pharmaceuticals, Inc. 395 Oyster Point Blvd., Ste. 400 South San Francisco CA 94080 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-07-24 | 22,210 | $1.32 | 151,346 | No | 4 | X | Indirect | See footnote |
Common Stock | Disposition | 2015-07-24 | 8,477 | $3.46 | 142,869 | No | 4 | S | Indirect | See footnote |
Common Stock | Acquisiton | 2015-07-24 | 11,105 | $1.32 | 153,974 | No | 4 | X | Indirect | See footnote |
Common Stock | Disposition | 2015-07-24 | 4,238 | $3.46 | 149,736 | No | 4 | S | Indirect | See footnote |
Common Stock | Acquisiton | 2015-07-24 | 25,000 | $1.02 | 174,336 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | X | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | Disposition | 2015-07-24 | 22,210 | $0.00 | 22,210 | $1.32 |
Common Stock | Warrant (right to buy) | Disposition | 2015-07-24 | 11,105 | $0.00 | 11,105 | $1.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-04-03 | 2016-04-03 | No | 4 | X | Indirect |
0 | 2009-10-30 | 2016-10-30 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 179,510 | Direct |
Footnotes
- The shares are held by the Swisher Revocable Trust for which reporting person is the Trustee.
- On July 24, 2015, the reporting person exercised a warrant to purchase 22,210 shares of SNSS common stock for $1.32 a share. The reporting person paid the exercise price on a cashless basis, resulting in SNSS's withholding of 8,477 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 13,733 shares.
- On July 24, 2015, the reporting person exercised a warrant to purchase 11,105 shares of SNSS common stock for $1.32 a share. The reporting person paid the exercise price on a cashless basis, resulting in SNSS's withholding of 4,238 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 6,867 shares.
- The number of shares includes 3,686 shares that the reporting person acquired from an ESPP purchase on 5/29/15.