Filing Details

Accession Number:
0000899243-15-001797
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-28 17:42:55
Reporting Period:
2015-07-24
Filing Date:
2015-07-28
Accepted Time:
2015-07-28 17:42:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490660 Marketo Inc. MKTO Services-Prepackaged Software (7372) 562558241
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1381839 A Douglas Pepper C/O Interwest Partners
2710 Sand Hill Road, Suite 200
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-07-24 750,000 $0.00 1,725,756 No 4 J Indirect By InterWest Partners IX, LP
Common Stock Acquisiton 2015-07-24 7,500 $0.00 7,500 No 4 J Indirect By InterWest Management Partners IX, LLC
Common Stock Disposition 2015-07-24 7,500 $0.00 0 No 4 J Indirect By InterWest Management Partners IX, LLC
Common Stock Acquisiton 2015-07-24 435 $0.00 22,713 No 4 J Direct
Common Stock Disposition 2015-07-27 7,192 $30.25 15,521 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By InterWest Partners IX, LP
No 4 J Indirect By InterWest Management Partners IX, LLC
No 4 J Indirect By InterWest Management Partners IX, LLC
No 4 J Direct
No 4 S Direct
Footnotes
  1. Represents pro rata in-kind distribution by InterWest Partners IX, LP ("IP9") without consideration to its limited and general partners in accordance with the terms of the InterWest Partners IX, LP Limited Partnership Agreement. Includes 7,500 shares distributed to InterWest Management Partners IX, LLC ("IMP9") its general partner.
  2. Represents pro rata in-kind distribution by IMP9 without consideration to its members in accordance with the terms of the InterWest Management Partners IX, LLC Operating Agreement. Includes 435 shares distributed to Pepper.
  3. The shares are owned by IP9. The general partner of IP9 is IMP9. Gianos, Oronsky, Kliman, Holmes, Kjellson, Cleveland, Pepper and Nasr have shared voting and investment control over shares owned by IP9, and disclaim beneficial ownership of those securities, except to the extent of their pecuniary interest therein
  4. Includes 3,671 RSUs that will vest upon the earlier of (i) the 2016 annual stockholder meeting of the issuer, and (ii) one year from the grant date (June 1, 2016), subject to continued service by the grantee on the vesting date.