Filing Details
- Accession Number:
- 0000899243-15-001797
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-28 17:42:55
- Reporting Period:
- 2015-07-24
- Filing Date:
- 2015-07-28
- Accepted Time:
- 2015-07-28 17:42:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381839 | A Douglas Pepper | C/O Interwest Partners 2710 Sand Hill Road, Suite 200 Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-07-24 | 750,000 | $0.00 | 1,725,756 | No | 4 | J | Indirect | By InterWest Partners IX, LP |
Common Stock | Acquisiton | 2015-07-24 | 7,500 | $0.00 | 7,500 | No | 4 | J | Indirect | By InterWest Management Partners IX, LLC |
Common Stock | Disposition | 2015-07-24 | 7,500 | $0.00 | 0 | No | 4 | J | Indirect | By InterWest Management Partners IX, LLC |
Common Stock | Acquisiton | 2015-07-24 | 435 | $0.00 | 22,713 | No | 4 | J | Direct | |
Common Stock | Disposition | 2015-07-27 | 7,192 | $30.25 | 15,521 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By InterWest Partners IX, LP |
No | 4 | J | Indirect | By InterWest Management Partners IX, LLC |
No | 4 | J | Indirect | By InterWest Management Partners IX, LLC |
No | 4 | J | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents pro rata in-kind distribution by InterWest Partners IX, LP ("IP9") without consideration to its limited and general partners in accordance with the terms of the InterWest Partners IX, LP Limited Partnership Agreement. Includes 7,500 shares distributed to InterWest Management Partners IX, LLC ("IMP9") its general partner.
- Represents pro rata in-kind distribution by IMP9 without consideration to its members in accordance with the terms of the InterWest Management Partners IX, LLC Operating Agreement. Includes 435 shares distributed to Pepper.
- The shares are owned by IP9. The general partner of IP9 is IMP9. Gianos, Oronsky, Kliman, Holmes, Kjellson, Cleveland, Pepper and Nasr have shared voting and investment control over shares owned by IP9, and disclaim beneficial ownership of those securities, except to the extent of their pecuniary interest therein
- Includes 3,671 RSUs that will vest upon the earlier of (i) the 2016 annual stockholder meeting of the issuer, and (ii) one year from the grant date (June 1, 2016), subject to continued service by the grantee on the vesting date.