Filing Details
- Accession Number:
- 0001437749-15-014163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-28 16:09:31
- Reporting Period:
- 2015-07-24
- Filing Date:
- 2015-07-28
- Accepted Time:
- 2015-07-28 16:09:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1443669 | Proto Labs Inc | PRLB | Fabricated Structural Metal Products (3440) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183159 | G Donald Krantz | 5540 Pioneer Creek Drive Maple Plain MN 55359 | Executive Vp And Tech. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-24 | 40,805 | $7.86 | 47,895 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-07-24 | 5,428 | $30.58 | 53,323 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-07-24 | 5,468 | $47.08 | 58,791 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-24 | 21,694 | $76.73 | 37,097 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-07-24 | 4,067 | $77.87 | 33,030 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-07-24 | 25,374 | $79.10 | 7,656 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-07-24 | 566 | $79.55 | 7,090 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-07-24 | 40,805 | $0.00 | 40,805 | $7.86 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-07-24 | 5,428 | $0.00 | 5,428 | $30.58 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-07-24 | 5,468 | $0.00 | 5,468 | $47.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,000 | 2020-12-21 | No | 4 | M | Direct | |
| 8,142 | 2022-05-07 | No | 4 | M | Direct | |
| 9,702 | 2023-02-15 | No | 4 | M | Direct |
Footnotes
- Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2015.
- Reflects the weighted average price of 21,694 shares of common stock of Proto Labs, Inc. sold by the reporting person on July 24, 2015 with sale prices ranging from $76.18 to $76.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 4,067 shares of common stock of Proto Labs, Inc. sold by the reporting person on July 24, 2015 with sale prices ranging from $77.51 to $78.50 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 25,374 shares of common stock of Proto Labs, Inc. sold by the reporting person on July 24, 2015 with sale prices ranging from $78.52 to $79.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.
- The option vests as to 20% of the shares in five annual installments beginning on May 7, 2013.
- The option vests as to 20% of the shares in five annual installments beginning on February 15, 2014.
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