Filing Details
- Accession Number:
- 0001104659-15-053523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-27 20:02:59
- Reporting Period:
- 2015-07-23
- Filing Date:
- 2015-07-27
- Accepted Time:
- 2015-07-27 20:02:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921738 | Penn National Gaming Inc | PENN | Hotels & Motels (7011) | 232234473 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200753 | J Timothy Wilmott | 825 Berkshire Blvd Suite 200 Wyomissing PA 19610 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-23 | 114,943 | $0.00 | 348,399 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-23 | 114,943 | $19.24 | 233,456 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2015-07-23 | 49,900 | $4.98 | 283,356 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-23 | 49,900 | $20.10 | 233,456 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | Disposition | 2015-07-23 | 114,943 | $0.00 | 114,943 | $0.00 |
| Common Stock | Non Qualified Stock Options (right to buy) | Disposition | 2015-07-23 | 49,900 | $0.00 | 49,900 | $4.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 229,885 | No | 4 | M | Direct | ||
| 100 | 2013-01-02 | 2016-01-02 | No | 4 | M | Direct |
Footnotes
- The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 114,943 units vested on July 23, 2015. The remaining phantom stock units will vest as follows: 114,943 units on July 23, 2016 and 114,942 units on July 23, 2017.
- These transactions on this Form 4 were made pursuant to a stock trading plan, executed by Mr. Wilmott on May 4, 2015, established pursuant to rule 10b5-1. The options subject to the transactions reported on this Form 4 would have expired on January 2, 2016.
Billionaire Hedge Funds
