Filing Details
- Accession Number:
- 0001387131-15-002215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-27 18:18:13
- Reporting Period:
- 2015-07-24
- Filing Date:
- 2015-07-27
- Accepted Time:
- 2015-07-27 18:18:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1422183 | Fs Investment Corp | FSIC | () | 261630040 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438253 | C. Michael Forman | C/O Fs Investment Corp. 201 Rouse Boulevard Philadelphia PA 19112 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-07-24 | 2,610 | $9.80 | 159,129 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-07-27 | 5,080 | $9.77 | 164,209 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-07-27 | 16,450 | $9.75 | 372,433 | No | 4 | P | Indirect | By Fanklin Square Holdings, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Fanklin Square Holdings, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 44,457 | Indirect | By Trust |
Common Stock | 10,206 | Indirect | By Spouse |
Common Stock | 2,566 | Indirect | By Trust FBO Minor Children |
Common Stock | 9,055 | Indirect | In 401(k) account |
Common Stock | 6,202 | Indirect | In IRA Account |
Footnotes
- The purchases were effected pursuant to a Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on June 8, 2015 in multiple transactions at prices ranging from $9.79 to $9.80, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction.
- Includes shares received through stock distributions and shares received on account of reinvested distributions.
- The purchases were effected pursuant to the Plan in multiple transactions at prices ranging from $9.70 to $9.80, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction.
- The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted Franklin Square Holdings, L.P. on March 16, 2015, as amended on June 1, 2015, in multiple transactions at prices ranging from $9.7050 to $9.75, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.