Filing Details
- Accession Number:
- 0001209191-15-062540
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-27 16:51:11
- Reporting Period:
- 2015-07-23
- Filing Date:
- 2015-07-27
- Accepted Time:
- 2015-07-27 16:51:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1400897 | Cushing Mlp Total Return Fund | SRV | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1354719 | V Jerry Swank | 8117 Preston Road Suite 440 Dallas TX 75225 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2015-07-23 | 16,000 | $3.26 | 30,000 | No | 4 | P | Indirect | By Fund (See footnotes) |
Common Shares | Acquisiton | 2015-07-24 | 9,000 | $3.28 | 39,000 | No | 4 | P | Indirect | By Fund (See footnotes) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Fund (See footnotes) |
No | 4 | P | Indirect | By Fund (See footnotes) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 91,810 | Direct |
Footnotes
- The filing of this Form 4 shall not be construed as an admission that Jerry V. Swank ("Mr. Swank") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of the common shares of Cushing MLP Total Return Fund ("Common Shares") held by private investment funds ultimately managed by Mr. Swank (each, a "Fund" and collectively, the "Funds"). Pursuant to Rule 16a-1, Mr. Swank disclaims such beneficial ownership beyond his pecuniary interest in the Funds.
- Common Shares are held by one or more Funds that may be deemed to be controlled, directly or indirectly, by Mr. Swank by virtue of the fact that Mr. Swank serves as the manager of the general partner of such Fund's general partner.