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Home > Insider Trading > Filing (0001209191-15-062531)

Filing Details

Accession Number:: 0001209191-15-062531
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-07-27 16:44:30
Reporting Period:: 2015-07-23

Filing Date:: 2015-07-27
Accepted Time:: 2015-07-27 16:44:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1462120	Live Oak Bancshares Inc.	LOB	State Commercial Banks (6022)	264596286

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1373716	Henderson William Cameron	1741 Tiburon Drive Wilmington NC 28403		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Voting Common Stock	Acquisiton	2015-07-23	15,000	$17.00	227,200	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Common Stock	470	Indirect	By GST-Exempt Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Voting Common Stock	Stock Option (right to buy)	$4.40		2024-03-26	30,000	30,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-03-26	30,000	30,000	Direct

Footnotes

The shares subject to this option vest and become exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vest on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of March 26, 2020 and 2021.