Filing Details

Accession Number:
0001209191-15-062528
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-27 16:41:45
Reporting Period:
2015-07-23
Filing Date:
2015-07-27
Accepted Time:
2015-07-27 16:41:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1462120 Live Oak Bancshares Inc. LOB State Commercial Banks (6022) 264596286
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1647119 Brett S. Caines 1741 Tiburon Drive
Wilmington NC 28403
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Voting Common Stock Acquisiton 2015-07-23 8,200 $17.00 434,250 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Voting Common Stock Restricted Stock Units $0.00 390 390 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
390 390 Direct
Footnotes
  1. Each restricted stock unit represents a right to receive one share of Live Oak Bancshares voting common stock.
  2. The restricted stock units vest in three equal annual installments beginning on January 30, 2016.