Filing Details
- Accession Number:
- 0001437749-15-014055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-27 12:55:46
- Reporting Period:
- 2015-07-23
- Filing Date:
- 2015-07-27
- Accepted Time:
- 2015-07-27 12:55:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1443669 | Proto Labs Inc | PRLB | Fabricated Structural Metal Products (3440) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1542478 | D. Jacqueline Schneider | 5540 Pioneer Creek Drive Maple Plain MN 55359 | Vice President Global Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-23 | 5,000 | $5.56 | 11,729 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-07-23 | 14,000 | $7.86 | 25,729 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-07-23 | 7,142 | $30.58 | 32,871 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-07-23 | 3,858 | $47.08 | 36,729 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-23 | 8,846 | $73.12 | 27,883 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-07-23 | 1,154 | $73.67 | 26,729 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-07-23 | 10,000 | $74.55 | 16,729 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-07-23 | 10,000 | $76.51 | 6,729 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-07-23 | 5,000 | $0.00 | 5,000 | $5.56 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-07-23 | 14,000 | $0.00 | 14,000 | $7.86 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-07-23 | 7,142 | $0.00 | 7,142 | $30.58 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-07-23 | 3,858 | $0.00 | 3,858 | $47.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-04-28 | No | 4 | M | Direct | |
| 14,000 | 2020-12-21 | No | 4 | M | Direct | |
| 5,428 | 2022-05-07 | No | 4 | M | Direct | |
| 12,312 | 2023-02-15 | No | 4 | M | Direct |
Footnotes
- Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2015.
- Reflects the weighted average price of 8,846 shares of common stock of Proto Labs, Inc. sold by the reporting person on July 23, 2015 with sale prices ranging from $72.56 to $73.56 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 1,154 shares of common stock of Proto Labs, Inc. sold by the reporting person on July 23, 2015 with sale prices ranging from $73.58 to $74.02 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 10,000 shares of common stock of Proto Labs, Inc. sold by the reporting person on July 23, 2015 with sale prices ranging from $74.50 to $74.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 10,000 shares of common stock of Proto Labs, Inc. sold by the reporting person on July 23, 2015 with sale prices ranging from $76.50 to $76.65 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.
- The option vests as to 20% of the shares in five annual installments beginning on December 21, 2011.
- The option vests as to 20% of the shares in five annual installments beginning on May 7, 2013.
- The option vests as to 20% of the shares in five annual installments beginning on February 15, 2014.
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