Filing Details
- Accession Number:
- 0001209191-15-062285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-23 18:52:03
- Reporting Period:
- 2015-07-21
- Filing Date:
- 2015-07-23
- Accepted Time:
- 2015-07-23 18:52:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 807863 | Mitek Systems Inc | MITK | Computer Peripheral Equipment, Nec (3577) | 870418827 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1212148 | B James Debello | 8911 Balboa Avenue Suite B San Diego CA 92123 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-21 | 13,397 | $0.80 | 536,989 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-07-21 | 10,251 | $0.82 | 547,240 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-21 | 23,648 | $4.00 | 523,592 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-07-22 | 15,921 | $0.82 | 539,513 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-22 | 15,921 | $4.00 | 523,592 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-07-21 | 13,397 | $0.00 | 13,397 | $0.80 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-07-21 | 10,251 | $0.00 | 10,251 | $0.82 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-07-21 | 15,921 | $0.00 | 15,921 | $0.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-10-19 | 2015-10-19 | No | 4 | M | Direct |
| 89,749 | 2005-11-18 | 2015-11-18 | No | 4 | M | Direct |
| 73,828 | 2005-11-18 | 2015-11-18 | No | 4 | M | Direct |
Footnotes
- This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2015 (the "Trading Plan"). Pursuant to the Trading Plan, Mr. DeBello, may sell, on a periodic basis, vested stock options that would otherwise expire on October 19, 2015, and November 18, 2015.
- This sale was effected pursuant to the Trading Plan. In addition to the common stock and restricted stock units referenced in footnote 3 below, following this sale Mr. DeBello holds 1,255,658 Mitek stock options.
- Comprised of 434,636 shares of common stock and 88,956 shares subject to restricted stock awards held by the reporting person.
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