Filing Details
- Accession Number:
- 0001127602-15-023306
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-23 18:31:27
- Reporting Period:
- 2015-07-21
- Filing Date:
- 2015-07-23
- Accepted Time:
- 2015-07-23 18:31:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364742 | Blackrock Inc. | BLK | Security Brokers, Dealers & Flotation Companies (6211) | 320174431 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1059245 | Laurence Fink | Blackrock, Inc. 55 East 52Nd Street New York NY 10055 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-07-21 | 17,650 | $167.76 | 1,264,580 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-07-21 | 17,650 | $352.08 | 1,246,930 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-07-22 | 82,013 | $167.76 | 1,328,943 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-07-22 | 82,013 | $350.03 | 1,246,930 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-07-22 | 2,859 | $167.76 | 1,249,789 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-07-22 | 2,859 | $352.22 | 1,246,930 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-07-23 | 200 | $167.76 | 1,247,130 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-07-23 | 200 | $350.01 | 1,246,930 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-21 | 17,650 | $0.00 | 17,650 | $167.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-22 | 82,013 | $0.00 | 82,013 | $167.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-22 | 2,859 | $0.00 | 2,859 | $167.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-23 | 200 | $0.00 | 200 | $167.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
346,663 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
264,650 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
261,791 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
261,591 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
Footnotes
- Includes (i) 10,962 Restricted Stock Units vesting on 1/31/16, (ii) 18,596 Restricted Stock Units vesting in installments on 1/31/16 and 1/31/17, (iii) 11,618 shares of Restricted Stock vesting in installments on 1/31/16, 1/31/17 and 1/31/18, (iv) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested, (v) 37,472 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (vi) 24,322 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- This transaction was executed in multiple trades at prices ranging from $350.00 to $350.57. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $350.00 to $350.665. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $352.00 to $352.35. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $350.00 to $350.005. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- Relates to a portion of a long-term incentive plan option award of 364,313 options granted on 1/31/07 with an expiration date of 1/31/17.