Filing Details
- Accession Number:
- 0001628280-15-005378
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-22 17:54:06
- Reporting Period:
- 2015-07-20
- Filing Date:
- 2015-07-22
- Accepted Time:
- 2015-07-22 17:54:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383871 | Lifelock Inc. | LOCK | Services-Computer Processing & Data Preparation (7374) | 562508977 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1634066 | W. Nicholas Robbins | 60 East Rio Salado Parkway, Suite 400 Tempe AZ 85281 | Interim Clo And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-20 | 700 | $3.79 | 13,765 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-07-20 | 600 | $5.20 | 14,365 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-20 | 1,300 | $16.14 | 13,065 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | Disposition | 2015-07-20 | 700 | $0.00 | 700 | $3.79 |
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | Disposition | 2015-07-20 | 600 | $0.00 | 600 | $5.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,630 | 2021-02-10 | No | 4 | M | Direct | |
| 8,650 | 2022-03-29 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a 10b5-1 trading plan.
- The sales were effected through multiple transactions at the price of $16.14.
- 25% of the total number of shares underlying this option vested on January 17, 2012. The remaining shares underlying this option vested at a rate of 1/48 of the total number of shares underlying this option on the 17th day of each month thereafter for a period of 36 months.
- 291 shares vested on the twenty-ninth day of each month, beginning on April 29, 2012, for a period of 35 months; 1,332 shares vest on the twenty-ninth day of each month, beginning on March 29, 2015, for a period of 12 months; and 1,331 shares vest on March 29, 2016.
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