Home > Insider Trading > Filing (0001633970-15-000017)

Filing Details

Accession Number:: 0001633970-15-000017
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-07-22 13:54:12
Reporting Period:: 2015-07-20

Filing Date:: 2015-07-22
Accepted Time:: 2015-07-22 13:54:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596783	Catalent Inc.	CTLT	Pharmaceutical Preparations (2834)	208737688

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1482197	R John Chiminski	C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873	See Remarks	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-07-20	42,500	$10.71	382,618	No	4	M	Direct
Common Stock	Disposition	2015-07-20	28,441	$29.40	354,177	No	4	F	Direct
Common Stock	Disposition	2015-07-20	14,059	$29.40	340,118	No	4	S	Direct
Common Stock	Acquisiton	2015-07-20	57,500	$10.71	397,618	No	4	M	Direct
Common Stock	Disposition	2015-07-20	38,478	$29.40	359,140	No	4	F	Direct
Common Stock	Disposition	2015-07-20	19,022	$29.40	340,118	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to purchase common stock	Acquisiton	2015-07-20	42,500	$0.00	42,500	$10.71
Common Stock	Options to purchase common stock	Acquisiton	2015-07-20	57,500	$0.00	57,500	$10.71

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
430,000	2010-03-17	2019-10-23	No	4	M	Direct
0	2010-10-23	2019-10-23	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2015 in order to implement a plan of financial diversification.
Includes restricted stock units.
Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to the 10b5-1 trading plan noted in footnote 1.
Represents the shares sold pursuant to the 10b5-1 trading plan noted in footnote 1.
These shares were sold in multiple transactions at prices ranging from $29.25 to $29.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On October 23, 2009, the reporting person was granted an option to purchase 472,500 shares of common stock of the Issuer, which vested and became exercisable in five equal annual installments beginning on March 17, 2010.
On October 23, 2009, the reporting person was granted an option to purchase 157,500 shares of common stock of the Issuer which vested and became exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2010, 2011, 2012, 2013 and 2014. The performance criteria for 2010, 2011, 2012, 2013 and 2014 were met, resulting in vesting of the option as to all 157,500 shares.