Filing Details

Accession Number:
0001209191-15-061938
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-21 19:04:16
Reporting Period:
2015-07-21
Filing Date:
2015-07-21
Accepted Time:
2015-07-21 19:04:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1290149 Pronai Therapeutics Inc DNAI Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341382 N James Topper C/O Frazier Healthcare
601 Union St., Two Union Sq., Ste. 3200
Seattle WA 98101
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-07-21 1,869,606 $0.00 1,869,606 No 4 C Indirect By Frazier Healthcare VI, L.P.
Common Stock Acquisiton 2015-07-21 96,589 $5.22 1,966,195 No 4 J Indirect By Frazier Healthcare VI, L.P.
Common Stock Acquisiton 2015-07-21 220,000 $17.00 2,186,195 No 4 P Indirect By Frazier Healthcare VI, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Frazier Healthcare VI, L.P.
No 4 J Indirect By Frazier Healthcare VI, L.P.
No 4 P Indirect By Frazier Healthcare VI, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series D Preferred Stock Disposition 2015-07-21 1,869,606 $0.00 1,869,606 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on July 21, 2015 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-204921) under the Securities Act of 1933, as amended, and had no expiration date.
  2. The reporting person, Alan Frazier, Nader Naini, Nathan Every and Patrick Heron are the managing members of FHM VI, LLC, which is the general partner of FHM VI, LP, which is the general partner of Frazier Healthcare VI, L.P. ("FHVI"), the record holder of the securities, and the reporting person may be deemed to share voting and dispositive power over the securities held by FHVI. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  3. Represents shares of Common Stock issued by the issuer in payment of cumulative accrued dividends.