Filing Details
- Accession Number:
- 0001499807-15-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-21 17:36:17
- Reporting Period:
- 2015-07-17
- Filing Date:
- 2015-07-21
- Accepted Time:
- 2015-07-21 17:36:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499807 | K2M Group Holdings Inc. | KTWO | Surgical & Medical Instruments & Apparatus (3841) | 272977810 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1039931 | A Carlos Ferrer | C/O Ffc Partners 10 Glenville Street Greenwich CT 06831 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-07-17 | 83,365 | $22.37 | 1,583,941 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-07-17 | 3,042 | $22.37 | 57,796 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 440 | Direct |
Footnotes
- This amount represents the $22.60 public offering price per share of common stock of the issuer ("Common Stock"), less the underwriting discount of $0.23 per share of Common Stock in connection with the underwriter's exercise of its option to purchase additional shares granted in connection with an underwritten secondary offering that closed on July 17, 2015.
- Represents securities held directly by FFC Partners III-B, L.P. ("FFC III-B").
- FFC GP III, LLC is the general partner of each of FFC III-B and FFC Executive Partners III, L.P. ("FFC EP III", and together with FFC III-B and FFC GP III, LLC, the "FFC Entities"). Carlos A. Ferrer, a member of the issuer's board of directors, is a manager of FFC GP III, LLC. Mr. Ferrer disclaims beneficial ownership of all securities held by the FFC Entities, except to the extent of his pecuniary interest therein, if any.
- Represents securities held directly by FFC EP III.