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Filing Details

Accession Number:: 0000769993-15-000833
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-07-21 14:04:02
Reporting Period:: 2015-07-17

Filing Date:: 2015-07-21
Accepted Time:: 2015-07-21 14:04:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
886982	Goldman Sachs Group Inc	GS	Security Brokers, Dealers & Flotation Companies (6211)	134019460

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1566418	M Harvey Schwartz	C/O Goldman, Sachs &Amp; Co. 200 West Street New York NY 10282	Executive Vice President - Cfo	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2015-07-17	120,318	$78.78	360,650	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2015-07-17	86,992	$211.18	273,658	No	4	F	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2015-07-17	12,200	$210.27	261,458	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2015-07-17	13,168	$211.30	248,290	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2015-07-17	7,958	$212.33	240,332	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.01 Per Share	Nonqualified Stock Options (right to buy)	Disposition	2015-07-17	120,318	$0.00	120,318	$78.78

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2018-12-31	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	30,000	Indirect	See footnote

Footnotes

Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
Reflects a weighted average sale price of $210.2653 per share, at prices ranging from $209.81 to $210.80 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $211.2979 per share, at prices ranging from $210.81 to $211.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $212.3303 per share, at prices ranging from $211.825 to $212.78 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held through a trust, the sole trustee of which is an immediate family member of the Reporting Person and the sole beneficiary of which is an immediate family member of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.