Filing Details
- Accession Number:
- 0001354488-15-003365
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-17 15:56:17
- Reporting Period:
- 2015-07-15
- Filing Date:
- 2015-07-17
- Accepted Time:
- 2015-07-17 15:56:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 945384 | Cicero Inc | CICN | Services-Computer Programming Services (7371) | 112920559 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1373619 | John Steffens | C/O Spring Mountain Capital Lp 65 East 55Th Street, 33Rd Floor New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-15 | 4,750,000 | $0.04 | 106,517,669 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2015-07-15 | 16,625,000 | $0.00 | 16,625,000 | $0.04 |
| Common Stock | Warrant | Acquisiton | 2015-07-15 | 14,777,778 | $0.00 | 14,777,778 | $0.05 |
| Common Stock | Warrant | Acquisiton | 2015-07-15 | 7,600,000 | $0.00 | 7,600,000 | $0.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,625,000 | 2015-09-14 | 2018-07-15 | No | 4 | P | Direct |
| 14,777,778 | 2015-09-14 | 2018-07-15 | No | 4 | P | Direct |
| 7,600,000 | 2015-09-14 | 2018-07-15 | No | 4 | P | Direct |
Footnotes
- The purchase price is included in the total purchase price for the common stock and three warrants purchased on July 15, 2015, reported herein.
Billionaire Hedge Funds
