Filing Details
- Accession Number:
- 0001209191-15-061412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-17 12:57:06
- Reporting Period:
- 2015-07-15
- Filing Date:
- 2015-07-17
- Accepted Time:
- 2015-07-17 12:57:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1294016 | Ruckus Wireless Inc | RKUS | Computer Peripheral Equipment, Nec (3577) | 542072041 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559564 | M. Barton Burstein | C/O Ruckus Wireless, Inc. 350 West Java Drive Sunnyvale CA 94089 | Sr. V.p. Field Op And Bus Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-15 | 5,000 | $2.01 | 25,356 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-15 | 5,000 | $10.32 | 20,356 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-07-15 | 830 | $5.71 | 21,186 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-15 | 830 | $10.29 | 20,356 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-07-16 | 5,000 | $2.01 | 25,356 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-16 | 5,000 | $10.44 | 20,356 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-07-16 | 830 | $5.71 | 21,186 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-16 | 830 | $10.44 | 20,356 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-07-15 | 5,000 | $0.00 | 5,000 | $2.01 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-07-15 | 830 | $0.00 | 830 | $5.71 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-07-16 | 5,000 | $0.00 | 5,000 | $2.01 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-07-16 | 830 | $0.00 | 830 | $5.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,332 | 2021-06-20 | No | 4 | M | Direct | |
| 51,080 | 2022-06-27 | No | 4 | M | Direct | |
| 332 | 2021-06-20 | No | 4 | M | Direct | |
| 50,250 | 2022-06-27 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2014.
- This sale price represents the weighted average sale price of the shares sold ranging from $10.14 to $10.525 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- This sale price represents the weighted average sale price of the shares sold ranging from $10.14 to $10.475 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- This sale price represents the weighted average sale price of the shares sold ranging from $10.32 to $10.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- This sale price represents the weighted average sale price of the shares sold ranging from $10.325 to $10.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Includes restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.
- The Option is fully vested as of June 21, 2015.
- The Option shares shall vest as follows: 10% of the total Option shall vest in the first 12 months following June 28, 2012 at a rate of 1/12th of 10% of the total Option, 20% of total Option shall vest in months 13 through 24 following June 28, 2012 at a rate of 1/12th of 20% of total Option, 30% of total Option shall vest in months 25 through 36 following June 28, 2012 at a rate of 1/12th of 30% of total Option, and 40% of total Option shall vest in months 37 through 48 following June 28, 2012 at a rate of 1/12th of 40% of total Option, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2012 Equity Incentive Plan) as of each date.
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