Filing Details

Accession Number:
0000899243-15-001343
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-07-16 20:10:45
Reporting Period:
2015-06-25
Filing Date:
2015-07-16
Accepted Time:
2015-07-16 20:10:45
Original Submission Date:
2015-06-29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425565 Real Goods Solar Inc. RGSE Construction - Special Trade Contractors (1700) 261851813
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1539124 Riverside Renewable Energy Investments, Llc C/O Riverside Partners, Llc
699 Boylston Street, 8Th Floor
Boston MA 02116
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-06-25 910,000 $3.29 1,301,533 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This amendment corrects the number of shares actually issued to Riverside Renewable Energy Investments, LLC (the "Company"), pursuant to the Conversion Agreement, by and between Riverside Fund III, L.P. (the "Fund") and Real Goods Solar, Inc. (the "Issuer") (the "Conversion Agreement"), and assigned by the Fund to the Company on June 25, 2015. On the original Form 4, the Company reported that 915,000 shares of Class A Common Stock of the Issuer were issued to the Company pursuant to the Conversion Agreement upon the conversion of certain indebtedness of the Fund into the right to receive shares, when, in fact, 910,000 shares of Class A Common Stock were actually issued to the Company upon such conversion.