Filing Details
- Accession Number:
- 0001179110-15-011253
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-07-16 19:40:01
- Reporting Period:
- 2015-06-25
- Filing Date:
- 2015-07-16
- Accepted Time:
- 2015-07-16 19:40:01
- Original Submission Date:
- 2015-06-29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1425565 | Real Goods Solar Inc. | RGSE | Construction - Special Trade Contractors (1700) | 261851813 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1021592 | L David Belluck | C/O Real Goods Solar, Inc. 833 W. South Boulder Road Louisville CO 80027-2452 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-06-25 | 910,000 | $3.29 | 1,301,533 | No | 4 | P | Indirect | By Riverside Renewable Energy Investments, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Riverside Renewable Energy Investments, LLC |
Footnotes
- This amendment corrects the number of shares actually issued to Riverside Renewable Energy Investments, LLC (the "Company"), pursuant to the Conversion Agreement, by and between Riverside Fund III, L.P. (the "Fund") and Real Goods Solar, Inc. (the "Issuer") (the "Conversion Agreement"), as assigned by the Fund to the Company on June 25, 2015. On the original Form 4, the Company reported that 915,000 shares of Class A Common Stock of the Issuer were issued to the Company pursuant to the Conversion Agreement upon the conversion of certain indebtedness of the Fund into the right to receive shares, when, in fact, 910,000 shares of Class A Common Stock were actually issued to the Company upon such conversion.