Filing Details
- Accession Number:
- 0001437749-11-000574
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-02-01 18:01:33
- Reporting Period:
- 2008-09-02
- Filing Date:
- 2011-02-01
- Accepted Time:
- 2011-02-01 18:01:33
- Original Submission Date:
- 2008-09-02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389545 | Novabay Pharmaceuticals Inc. | NBY | Pharmaceutical Preparations (2834) | 680454536 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1410081 | Ramin Najafi | C/O Novabay Pharmaceuticals, Inc. 5980 Horton Street, Suite 550 Emeryville CA 94608 | Chief Executive Officer | Yes | Yes | No | Yes |
1411154 | Najafi Family Trust Dated September 13, 2006 | C/O Novabay Pharmaceuticals, Inc. 5980 Horton Street, Suite 550 Emeryville CA 94608 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-09-02 | 1,000 | $1.98 | 7,200 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,117,500 | Indirect | By the Najafi Family Trust dated September 13, 2006 |
Footnotes
- Original Form 4 filed on 09/02/2008. The re-reporting of this line item is done to gain access to the filing system. This amendment is filed to add a power of attorney as an exhibit.