Filing Details

Accession Number:
0001499807-15-000097
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-15 17:47:51
Reporting Period:
2015-07-13
Filing Date:
2015-07-15
Accepted Time:
2015-07-15 17:47:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499807 K2M Group Holdings Inc. KTWO Surgical & Medical Instruments & Apparatus (3841) 272977810
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1039931 A Carlos Ferrer C/O Ffc Partners
10 Glenville Street
Greenwich CT 06831
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-07-13 555,769 $22.37 1,667,306 No 4 S Indirect See footnotes
Common Stock Disposition 2015-07-13 20,279 $22.37 60,838 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 440 Direct
Footnotes
  1. This amount represents the $22.60 public offering price per share of common stock of the issuer ("Common Stock"), less the underwriting discount of $.023 per share of Common Stock.
  2. Represents securities held directly by FFC Partners III-B, L.P. ("FFC III-B").
  3. FFC GP III, LLC is the general partner of each of FFC III-B and FFC Executive Partners III, L.P. ("FFC EP III", and together with FFC III-B and FFC GP III, LLC, the "FFC Entities"). Carlos A. Ferrer, a member of the issuer's board of directors, is a manager of FFC GP III, LLC. Mr. Ferrer disclaims beneficial ownership of all securities held by the FFC Entities, except to the extent of his pecuniary interest therein, if any.
  4. Represents securities held directly by FFC EP III.