Filing Details

Accession Number:
0001209191-15-060948
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-15 17:21:35
Reporting Period:
2015-07-14
Filing Date:
2015-07-15
Accepted Time:
2015-07-15 17:21:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575793 Energous Corp WATT Radio & Tv Broadcasting & Communications Equipment (3663) 461318953
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1613480 Cesar Johnston 3590 North First Street, Suite 210
San Jose CA 95134
Senior Vp Of Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-07-14 25,000 $0.00 45,670 No 4 M Direct
Common Stock Disposition 2015-07-15 9,450 $8.36 36,220 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2015-07-14 25,000 $0.00 25,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
75,000 No 4 M Direct
Footnotes
  1. Represents shares of common stock received upon vesting of a restricted stock unit award.
  2. Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on July 14, 2015.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.17 to $8.50, inclusive. The reporting person undertakes to provide to Energous Corporation, any security holder of Energous Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
  4. Each restricted stock unit represents a contingent right to receive one share of common stock.
  5. Represents a restricted stock unit award granted on August 14, 2014 that partially vested on July 14, 2015. The restricted stock units vest as follows: 25% vested on July 14, 2015, and the remaining units vest in three equal annual installments on each one-year anniversary thereafter.