Filing Details
- Accession Number:
- 0001209191-15-060948
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-15 17:21:35
- Reporting Period:
- 2015-07-14
- Filing Date:
- 2015-07-15
- Accepted Time:
- 2015-07-15 17:21:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1575793 | Energous Corp | WATT | Radio & Tv Broadcasting & Communications Equipment (3663) | 461318953 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1613480 | Cesar Johnston | 3590 North First Street, Suite 210 San Jose CA 95134 | Senior Vp Of Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-07-14 | 25,000 | $0.00 | 45,670 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-07-15 | 9,450 | $8.36 | 36,220 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2015-07-14 | 25,000 | $0.00 | 25,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
75,000 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock received upon vesting of a restricted stock unit award.
- Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on July 14, 2015.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.17 to $8.50, inclusive. The reporting person undertakes to provide to Energous Corporation, any security holder of Energous Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
- Each restricted stock unit represents a contingent right to receive one share of common stock.
- Represents a restricted stock unit award granted on August 14, 2014 that partially vested on July 14, 2015. The restricted stock units vest as follows: 25% vested on July 14, 2015, and the remaining units vest in three equal annual installments on each one-year anniversary thereafter.