Filing Details
- Accession Number:
- 0001137411-15-000094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-14 17:19:24
- Reporting Period:
- 2015-07-13
- Filing Date:
- 2015-07-14
- Accepted Time:
- 2015-07-14 17:19:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1596872 | A. Jeffrey Standerski | 2551 Riva Road Annapolis MD 21401 | Sr. Vp, Information Mgmt. Serv | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-13 | 3,562 | $74.05 | 4,395 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-07-13 | 750 | $55.01 | 5,145 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-13 | 805 | $93.02 | 4,340 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-07-13 | 3,300 | $93.35 | 1,040 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-07-13 | 3,562 | $0.00 | 3,562 | $74.05 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-07-13 | 750 | $0.00 | 750 | $55.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 338 | 2017-11-13 | No | 4 | M | Direct | |
| 2,017 | 2021-11-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,494 | Indirect | By Savings Plan |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2015.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2015.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
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