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Filing Details

Accession Number:: 0001209191-15-060812
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-07-14 17:12:27
Reporting Period:: 2015-06-24

Filing Date:: 2015-07-14
Accepted Time:: 2015-07-14 17:12:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1051771	Belk Inc	NONE	Retail-Department Stores (5311)	562058574

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1247020	Jr M Thomas Belk	C/O Belk, Inc. 2801 West Tyvola Road Charlotte NC 28217-4500	Chairman & Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2015-07-10	125	$0.00	147,527	No	4	J	Indirect	Trustee
Class A Common Stock	Acquisiton	2015-07-10	125	$0.00	144,566	No	4	J	Indirect	Trustee
Class A Common Stock	Acquisiton	2015-07-10	125	$0.00	143,515	No	4	J	Indirect	Trustee
Class A Common Stock	Acquisiton	2015-07-10	125	$0.00	124,210	No	4	J	Indirect	Trustee
Class A Common Stock	Acquisiton	2015-06-24	2,250	$0.00	2,250	No	4	G	Indirect	Trustee, Family Wealth Preservation Trust
Class A Common Stock	Acquisiton	2015-06-24	21,500	$0.00	23,750	No	4	P	Indirect	Trustee, Family Wealth Preservation Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	Trustee
No	4	J	Indirect	Trustee
No	4	J	Indirect	Trustee
No	4	J	Indirect	Trustee
No	4	G	Indirect	Trustee, Family Wealth Preservation Trust
No	4	P	Indirect	Trustee, Family Wealth Preservation Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	654,411	Direct
Class A Common Stock	154,890	Indirect	Trustee GRAT #1
Class A Common Stock	142,304	Indirect	Trustee GRAT #2
Class A Common Stock	35,201	Indirect	Spouse
Class A Common Stock	14,761	Indirect	Custodian
Class A Common Stock	484,684	Indirect	Trustee
Class A Common Stock	183,825	Indirect	Trusts, spouse and child are trustees
Class A Common Stock	1,221,842	Indirect	Brothers Investment Company
Class A Common Stock	444,212	Indirect	Milburn Investment Company
Class A Common Stock	228,016	Indirect	Trustee
Class B Common Stock	40,177	Direct
Class B Common Stock	312	Indirect	Custodian
Class B Common Stock	1,720	Indirect	Trustee
Class B Common Stock	4,681	Indirect	Trustee
Class B Common Stock	5,732	Indirect	Trustee
Class B Common Stock	25,037	Indirect	Trustee

Footnotes

654,411 shares of Class A common stock are held in Reporting Person's name and/or Thomas M. Belk, Jr., Trustee U/A dated 1/18/94, Reporting Person's grantor trust.
154,890 shares of Class A common stock are held by Thomas M. Belk, Jr., Grantor Retained Annuity Trust dated January 27, 2006. Reporting Person is the Trustee.
142,304 shares of Class A common stock are held by Thomas M. Belk, Jr., Grantor Retained Annuity Trust dated 12-17-2010. Reporting Person is the Trustee.
35,201 shares of Class A common stock are held by Reporting Person's spouse, Sarah F. Belk and/or her grantor trust, Sarah Fortune Belk Revocable Trust dated 12-11-07.
14,761 shares of Class A common stock are held by Reporting Person as custodian of his minor child.
125 shares of Class A common stock were received by Adelaide Lucinda Fortune Belk Irrevocable Trust dated August 23, 2010. Voting and investment power is shared by Adelaide Lucinda Fortune Belk, Thomas M. Belk, Jr. and Sarah F. Belk, the trustees.
147,527 shares of Class A common stock are held by Adelaide Lucinda Fortune Belk Irrevocable Trust dated August 23, 2010. Voting and investment power is shared by Adelaide Lucinda Fortune Belk, Thomas M. Belk, Jr. and Sarah F. Belk, the trustees.
125 shares of Class A common stock were received by Thomas M. Belk, III Irrevocable Trust dated 9-7-2010. Voting and investment power is shared by Thomas M. Belk, III, Thomas M. Belk, Jr. and Sarah F. Belk, the trustees.
144,566 shares of Class A common stock are held by Thomas M. Belk, III Irrevocable Trust dated 9-7-2010. Voting and investment power is shared by Thomas M. Belk, III, Thomas M. Belk, Jr. and Sarah F. Belk, the trustees.
125 shares of Class A common stock were received by Katherine McKay Belk Irrevocable Trust dated August 29, 2012. Voting and investment power is shared by Katherine McKay Belk, Thomas M. Belk, Jr. and Sarah F. Belk, the trustees.
143,515 shares of Class A common stock are held by Katherine McKay Belk Irrevocable Trust dated August 29, 2012. Voting and investment power is shared by Katherine McKay Belk, Thomas M. Belk, Jr. and Sarah F. Belk, the trustees.
125 shares of Class A common stock were received by Margaret Elizabeth Belk Irrevocable Trust dated March 27, 2015. Voting and investment power is shared by Margaret Elizabeth Belk, Thomas M. Belk, Jr. and Sarah F. Belk, the trustees.
124,210 shares of Class A common stock are held by Margaret Elizabeth Belk Irrevocable Trust dated March 27, 2015. Voting and investment power is shared by Margaret Elizabeth Belk, Thomas M. Belk, Jr. and Sarah F. Belk, the trustees.
484,684 shares of Class A common stock are held by Katherine McKay Belk Irrevocable Trust dated November 6, 2000. Voting and investment power is shared by Katherine McKay Belk, Thomas M. Belk, Jr., H.W. McKay Belk, John R. Belk and Katherine Belk Morris.
36,765 shares of Class A common stock are held by each of the following trusts: Thomas M. Belk, Jr. & Sarah F. Belk Family Wealth Preservation Trust dated November 28, 2012, f/b/o Adelaide Lucinda Fortune Belk; Thomas M. Belk, Jr. & Sarah F. Belk Family Wealth Preservation Trust dated November 28, 2012, f/b/o Thomas Milburn Belk, III; Thomas M. Belk, Jr. & Sarah F. Belk Family Wealth Preservation Trust dated November 28, 2012, f/b/o Katherine Whitner Belk; Thomas M. Belk, Jr. & Sarah F. Belk Family Wealth Preservation Trust dated November 28, 2012, f/b/o Margaret Elizabeth Belk; and Thomas M. Belk, Jr. & Sarah F. Belk Family Wealth Preservation Trust dated November 28, 2012, f/b/o Louisa Alexandra Belk. Sarah F. Belk, Reporting Person's wife, and the child that is beneficiary of the trust are trustees of each trust.
2,250 shares of Class A common stock were received by The Katherine McKay Belk FWP Trust f/b/o Thomas M. Belk, Jr. Descendants dated June 3, 2015. Reporting Person is the Trustee.
2,250 shares of Class A common stock are held by The Katherine McKay Belk FWP Trust f/b/o Thomas M. Belk, Jr. Descendants dated June 3, 2015. Reporting Person is the Trustee.
21,500 shares of Class A common stock were purchased by The Katherine McKay Belk FWP Trust f/b/o Thomas M. Belk, Jr. Descendants dated June 3, 2015. Reporting Person is the Trustee.
23,750 shares of Class A common stock are held by The Katherine McKay Belk FWP Trust f/b/o Thomas M. Belk, Jr. Descendants dated June 3, 2015. Reporting Person is the Trustee.
1,221,842 shares of Class A common stock are held by Brothers Investment Company, which corporation is equally owned by John M. Belk QTIP GST Non-Exempt Marital Trust, Wells Fargo Bank, N.A., Susan N. Jamison and Katherine B. Morris, Co-Trustees ("John M. Belk QTIP GST Non-Exempt Marital Trust") and the heirs of Thomas M. Belk. The co-trustees of John M. Belk QTIP GST Non-Exempt Marital Trust and Katherine McKay Belk, Thomas M. Belk, Jr., H.W. McKay Belk, John R. Belk and Katherine Belk Morris, heirs of Thomas M. Belk, share voting and investment power.
444,212 shares of Class A common stock are held by Milburn Investment Company. Voting and investment power is shared by Katherine McKay Belk, Thomas M. Belk, Jr., H.W. McKay Belk, John R. Belk and Katherine Belk Morris.
228,016 Class A shares held in a trust established by the Will of W.H. Belk for the benefit of Thomas M. Belk. Sarah Belk Gambrell, Katherine Belk Morris, Thomas M. Belk, Jr., H.W. McKay Belk and John R. Belk, the trustees, share voting and investment power.
18,552 shares of Class B common stock are held in Reporting Person's name and/or Thomas M. Belk, Jr., Trustee U/A dated 1/18/94, Reporting Person's grantor trust. 21,625 of the shares from the Belk, Inc. Executive Long Term Incentive Compensation Plan XV are not payable to the Reporting Person until 2016.
312 shares of Class B common stock are held by Reporting Person as custodian of his minor child.
1,720 shares of Class B common stock are held by Adelaide Lucinda Fortune Belk Irrevocable Trust dated August 23, 2010. Voting and investment power is shared by Adelaide Lucinda Fortune Belk, Thomas M. Belk, Jr. and Sarah F. Belk, the trustees.
4,681 shares of Class B common stock are held by Thomas M. Belk, III Irrevocable Trust dated 9-7-2010. Voting and investment power is shared by Thomas M. Belk, III, Thomas M. Belk, Jr. and Sarah F. Belk, the trustees.
5,732 shares of Class B common stock are held by Katherine McKay Belk Irrevocable Trust dated August 29, 2012. Voting and investment power is shared by Katherine McKay Belk, Thomas M. Belk, Jr. and Sarah F. Belk, the trustees.
25,037 shares of Class B common stock are held by Margaret Elizabeth Belk Irrevocable Trust dated March 27, 2015. Voting and investment power is shared by Margaret Elizabeth Belk, Thomas M. Belk, Jr. and Sarah F. Belk, the trustees.