Filing Details
- Accession Number:
- 0000904454-15-000474
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-13 20:00:04
- Reporting Period:
- 2015-07-13
- Filing Date:
- 2015-07-13
- Accepted Time:
- 2015-07-13 20:00:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499807 | K2M Group Holdings Inc. | KTWO | Surgical & Medical Instruments & Apparatus (3841) | 272977810 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1212994 | M Jonathan Rather | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
1212997 | Scott D Mackesy | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
1212999 | Sean Traynor | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | Yes | No | No | No | |
1297673 | Wcas Capital Partners Iv, L.p. | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
1317659 | Michael Donovan | C/O Welsh, Carson, Anderson And Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
1413863 | J. Eric Lee | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
1414384 | Thomas Scully | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
1434789 | F Anthony Ecock | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
1556077 | Thomas Brian Regan | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, New York, Suite 2500 NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-07-13 | 45,616 | $22.60 | 207,853 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The securities reported as directly beneficially owned by the designated Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of the sole general partner of the designated Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the designated Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
- Each Reporting Owner listed below, except for Robert A. Minicucci, also indirectly beneficially owns 14,195,044 shares of Common Stock held by Welsh, Carson, Anderson & Stowe XI, L.P. Such individuals are managing members of the sole general partner of Welsh, Carson, Anderson & Stowe XI, L.P. Such individuals may also be deemed to indirectly beneficially own 47,837 shares of Common Stock held by WCAS XI Co-Investors LLC. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by each such entity, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
- Jonathan M. Rather also indirectly beneficially owns 11,622 shares of Common Stock held by WCAS Management Corp, of which he is the sole controlling shareholder. Pursuant to Instruction 4(b)(iv) of Form 4, Mr. Rather has elected to report as indirectly beneficially owned the entire number of securities owned by such entity, however he disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
- Paul B. Queally and Sean M. Traynor each also directly beneficially own 440 shares of Common Stock.