Filing Details
- Accession Number:
- 0000899243-15-001146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-13 17:45:53
- Reporting Period:
- 2015-07-09
- Filing Date:
- 2015-07-13
- Accepted Time:
- 2015-07-13 17:45:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1598665 | Heritage Insurance Holdings Inc. | HRTG | Fire, Marine & Casualty Insurance (6331) | 455338504 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1552968 | Bruce Lucas | C/O Heritage Insurance Holdings, Inc. 2600 Mccormick Drive Suite 300 Clearwater FL 33759 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-07-09 | 93,900 | $24.99 | 153,520 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-07-10 | 20,920 | $24.92 | 132,600 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-07-10 | 35,180 | $24.92 | 55,720 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 26,155 | Direct | |
Common Stock | 22,418 | Indirect | See Footnote |
Common Stock | 494,612 | Indirect | See Footnote |
Footnotes
- The sales reported on this line were made pursuant to a 10b5-1 plan adopted by the Reporting Person on March 9, 2015.
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $24.88 and $25.23 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- Shares of common stock reported on this line are held by IIM Holdings, LLC and IIM Holdings II, LLC, entities controlled by Mr. Lucas.
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $24.65 and $25.10 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- Shares of common stock reported on this line are held by Mr. Lucas and his wife as tenants by the entirety.
- Shares of common stock reported on this line are held by Mr. Lucas' wife.
- Shares of common stock reported on this line are held by the Bruce Lucas Irrevocable Grantor Retained Annuity Trust of 2014.