Filing Details
- Accession Number:
- 0001209191-15-060638
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-13 16:19:57
- Reporting Period:
- 2015-07-09
- Filing Date:
- 2015-07-13
- Accepted Time:
- 2015-07-13 16:19:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393052 | Veeva Systems Inc | VEEV | Services-Prepackaged Software (7372) | 208235463 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1585820 | Mark Armenante | C/O Veeva Systems Inc. 4637 Chabot Drive, Suite 210 Pleasanton CA 94588 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-07-09 | 2,500 | $0.00 | 2,500 | No | 4 | C | Indirect | By Andrew M. Armenante Trust 2000 U/A dated July 14, 2000 |
Class A Common Stock | Disposition | 2015-07-09 | 2,500 | $28.00 | 0 | No | 4 | S | Indirect | By Andrew M. Armenante Trust 2000 U/A dated July 14, 2000 |
Class A Common Stock | Acquisiton | 2015-07-10 | 2,500 | $0.00 | 2,500 | No | 4 | C | Indirect | By Andrew M. Armenante Trust 2000 U/A dated July 14, 2000 |
Class A Common Stock | Disposition | 2015-07-10 | 2,500 | $28.06 | 0 | No | 4 | S | Indirect | By Andrew M. Armenante Trust 2000 U/A dated July 14, 2000 |
Class A Common Stock | Acquisiton | 2015-07-09 | 2,500 | $0.00 | 2,500 | No | 4 | C | Indirect | By Christina E. Armenante Trust 2000 U/A dated July 14, 2000 |
Class A Common Stock | Disposition | 2015-07-09 | 2,500 | $28.00 | 0 | No | 4 | S | Indirect | By Christina E. Armenante Trust 2000 U/A dated July 14, 2000 |
Class A Common Stock | Acquisiton | 2015-07-10 | 2,500 | $0.00 | 2,500 | No | 4 | C | Indirect | By Christina E. Armenante Trust 2000 U/A dated July 14, 2000 |
Class A Common Stock | Disposition | 2015-07-10 | 2,500 | $28.06 | 0 | No | 4 | S | Indirect | By Christina E. Armenante Trust 2000 U/A dated July 14, 2000 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Andrew M. Armenante Trust 2000 U/A dated July 14, 2000 |
No | 4 | S | Indirect | By Andrew M. Armenante Trust 2000 U/A dated July 14, 2000 |
No | 4 | C | Indirect | By Andrew M. Armenante Trust 2000 U/A dated July 14, 2000 |
No | 4 | S | Indirect | By Andrew M. Armenante Trust 2000 U/A dated July 14, 2000 |
No | 4 | C | Indirect | By Christina E. Armenante Trust 2000 U/A dated July 14, 2000 |
No | 4 | S | Indirect | By Christina E. Armenante Trust 2000 U/A dated July 14, 2000 |
No | 4 | C | Indirect | By Christina E. Armenante Trust 2000 U/A dated July 14, 2000 |
No | 4 | S | Indirect | By Christina E. Armenante Trust 2000 U/A dated July 14, 2000 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2015-07-09 | 2,500 | $0.00 | 2,500 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2015-07-10 | 2,500 | $0.00 | 2,500 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2015-07-09 | 2,500 | $0.00 | 2,500 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2015-07-10 | 2,500 | $0.00 | 2,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
487,500 | No | 4 | C | Indirect | ||
485,000 | No | 4 | C | Indirect | ||
487,500 | No | 4 | C | Indirect | ||
485,000 | No | 4 | C | Indirect |
Footnotes
- Shares held by Andrew M. Armenante Trust 2000 dated July 14, 2000 (the "Andrew Armenante Trust"). The Reporting Person is a trustee of the trust and a family member of Andrew Armenante, the beneficiary of the Andrew Armenante Trust, and may be deemed to share voting and dispositive power with regard to the reported shares held by the Andrew Armenante Trust.
- The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.9500 to $28.0400 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.9900 to $28.1400 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
- Shares held by the Christina E. Armenante Trust 2000 dated July 14, 2000 (the "Christina Armenante Trust"). The Reporting Person is a trustee of the trust and a family member of Christina Armenante, the beneficiary of the Christina Armenante Trust, and may be deemed to share voting and dispositive power with regard to the reported shares held by the Christina Armenante Trust.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.9500 to $28.0500 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.9900 to $28.1300 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).
- Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.