Filing Details
- Accession Number:
- 0001140361-11-005398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-01 17:31:05
- Reporting Period:
- 2011-01-30
- Filing Date:
- 2011-02-01
- Accepted Time:
- 2011-02-01 17:31:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1108134 | Berkshire Hills Bancorp Inc | BHLB | Savings Institutions, Not Federally Chartered (6036) | 043510455 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203982 | P Michael Daly | 24 North Street Pittsfield MA 01201 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-01-30 | 3,542 | $21.22 | 78,219 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-01-30 | 5,891 | $0.00 | 5,891 | No | 4 | A | Indirect | By Stock Award X |
Common Stock | Disposition | 2011-02-01 | 7,600 | $21.25 | 70,619 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-01 | 12 | $21.22 | 70,607 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | A | Indirect | By Stock Award X |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,251 | Indirect | By Stock Award IX |
Common Stock | 1,771 | Indirect | By Stock Award VIII |
Common Stock | 0 | Indirect | By Stock Award VI |
Common Stock | 0 | Indirect | By Stock Award VII |
Common Stock | 19,790 | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right-to-buy) | $22.30 | 2004-01-30 | 2013-01-30 | 41,481 | 41,481 | Direct |
Common Stock | Stock Option (right-to-buy) | $37.80 | 2006-01-30 | 2014-01-30 | 6,000 | 6,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-01-30 | 41,481 | 41,481 | Direct |
2014-01-30 | 6,000 | 6,000 | Direct |
Footnotes
- This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2003 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2012.
- Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2003 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2011.
- Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2003 Equity Compensation Plan vest in four equal annual installments beginning on January 30, 2008.
- Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2003 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2009.
- Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2008 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2010.
- Stock Options are fully vested and exercisable.
- Since the reporting person's last report, 2,018 shares previously held through Stock Award VI, 3,738 shares previously held through Stock Award VII, 1,772 shares previously held through Stock Award VIII, and 3,626 shares previously held through Stock Award IX have vested and are now owned directly.