Filing Details
- Accession Number:
- 0000899243-15-001107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-13 14:38:38
- Reporting Period:
- 2014-04-29
- Filing Date:
- 2015-07-13
- Accepted Time:
- 2015-07-13 14:38:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499268 | Affinity Gaming | NONE | Hotels & Motels (7011) | 020815199 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1492240 | Spectrum Group Management Llc | 1250 Broadway, 19Th Floor New York NY 10001 | No | No | No | Yes | |
1578572 | A Jeffrey Schaffer | C/O Spectrum Group Management Llc 1250 Broadway, 19Th Floor New York NY 10001 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-04-29 | 10,000 | $10.00 | 2,013,959 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Footnotes
- These securities are held directly by certain investment funds for which Spectrum Group Management LLC ("Spectrum") acts as investment advisor, and with respect to which Spectrum shares voting and investment control. Jeffrey A. Schaffer (together with Spectrum, "the reporting persons") is the Managing Member of Spectrum. The reporting persons expressly disclaim beneficial ownership of these securities except to the extent of any pecuniary interest therein and this filing should not be deemed an admission of beneficial ownership of such shares for Section 16 purposes or any other purpose.