Home > Insider Trading > Filing (0001209191-15-060158)

Filing Details

Accession Number:: 0001209191-15-060158
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-07-08 17:57:08
Reporting Period:: 2015-07-06

Filing Date:: 2015-07-08
Accepted Time:: 2015-07-08 17:57:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616862	Axalta Coating Systems Ltd.	AXTA	Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851)	981073028

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1515772	Antonio Orlando Bustos	Two Commerce Square 2001 Market Street Suite 3600 Philadelphia PA 19103		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2015-07-06	9,637	$5.92	9,637	No	4	M	Indirect	See Footnote
Common Shares	Acquisiton	2015-07-06	2,554	$7.21	12,191	No	4	M	Indirect	See Footnote
Common Shares	Acquisiton	2015-07-06	7,809	$8.88	20,000	No	4	M	Indirect	See Footnote
Common Shares	Disposition	2015-07-06	20,000	$32.51	0	No	4	S	Indirect	See Footnote
Common Shares	Acquisiton	2015-07-07	45,000	$8.88	45,000	No	4	M	Indirect	See Footnote
Common Shares	Disposition	2015-07-07	1,957	$33.54	43,043	No	4	S	Indirect	See Footnote
Common Shares	Disposition	2015-07-07	43,043	$32.98	0	No	4	S	Indirect	See Footnote
Common Shares	Acquisiton	2015-07-08	16,541	$8.88	16,541	No	4	M	Indirect	See Footnote
Common Shares	Disposition	2015-07-08	15,741	$32.54	800	No	4	S	Indirect	See Footnote
Common Shares	Disposition	2015-07-08	800	$33.22	0	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	See Footnote
No	4	M	Indirect	See Footnote
No	4	M	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	M	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	M	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Employee Stock Options	Disposition	2015-07-06	9,637	$0.00	9,637	$5.92
Common Shares	Employee Stock Options	Disposition	2015-07-06	2,554	$0.00	2,554	$7.21
Common Shares	Employee Stock Options	Disposition	2015-07-06	7,809	$0.00	7,809	$8.88
Common Shares	Employee Stock Options	Disposition	2015-07-07	45,000	$0.00	45,000	$8.88
Common Shares	Employee Stock Options	Disposition	2015-07-08	16,541	$0.00	16,541	$8.88

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
43,184	2023-07-30	No	4	M	Indirect
6,423	2024-05-05	No	4	M	Indirect
115,441	2023-07-30	No	4	M	Indirect
70,441	2023-07-30	No	4	M	Indirect
53,900	2023-07-30	No	4	M	Indirect

Footnotes

By OHorizons Global, of which the reporting person is Chairman and Chief Executive Officer.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.04 to $ 32.76. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.50 to $ 33.58. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.50 to $ 33.49. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.17 to $33.16. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.17 to $ 33.29. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
This option vested in five equal annual installments beginning on May 5, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.