Filing Details
- Accession Number:
- 0001104659-15-050232
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-08 08:00:55
- Reporting Period:
- 2015-07-07
- Filing Date:
- 2015-07-08
- Accepted Time:
- 2015-07-08 08:00:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1359931 | Proteon Therapeutics Inc | PRTO | Biological Products, (No Disgnostic Substances) (2836) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1619811 | Philip Daniel Gottlieb | C/O Proteon Therapeutics 200 West Street Waltham MA 02451 | Vp Marketing & Bus Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-30 | 1,965 | $8.84 | 1,965 | No | 5 | A | Direct | |
Common Stock | Disposition | 2015-07-07 | 1,965 | $16.86 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- The shares were acquired under the Issuer's 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- These shares, acquired under the Issuer's 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c), were sold under Rule 144 and pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2015.