Filing Details
- Accession Number:
- 0001144204-15-041449
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-07 18:19:21
- Reporting Period:
- 2014-04-10
- Filing Date:
- 2015-07-07
- Accepted Time:
- 2015-07-07 18:19:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1563665 | Harvard Apparatus Regenerative Technology Inc. | HART | Surgical & Medical Instruments & Apparatus (3841) | 455210462 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1573147 | Joseph James Mcgorry | C/O Harvard Apparatus Regenerative Tech. 84 October Hill Road, Suite 11 Holliston MA 01746 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-10 | 10,000 | $8.84 | 10,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-06-02 | 20,000 | $1.90 | 30,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Stock option (right to buy) | Acquisiton | 2015-07-06 | 671,400 | $0.00 | 671,400 | $1.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
671,400 | 2025-07-06 | No | 4 | A | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $8.82 to $8.91. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
- The option shares vest in four equal installments on January 1, 2016, 2017, 2018 and 2019.