Filing Details
- Accession Number:
- 0001144204-15-041417
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-07 17:24:37
- Reporting Period:
- 2015-02-09
- Filing Date:
- 2015-07-07
- Accepted Time:
- 2015-07-07 17:24:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1453001 | Vaccinogen Inc | VGEN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1585414 | Jr G Michael Hanna | 39572 North Cotton Patch Hills Suite 406 Bethany Beach DE 19930 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-09 | 3,000 | $3.50 | 282,487 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-10 | 71 | $3.50 | 282,416 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-11 | 1,929 | $3.50 | 280,487 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-19 | 3,400 | $3.58 | 277,087 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-26 | 12,744 | $3.62 | 264,343 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-27 | 2,856 | $3.70 | 261,487 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-03 | 400 | $3.70 | 261,087 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-20 | 4,000 | $3.75 | 257,087 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-23 | 5,000 | $3.65 | 252,087 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-27 | 3,000 | $3.71 | 249,087 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-30 | 72 | $3.75 | 249,015 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-31 | 13,928 | $3.70 | 235,087 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-09 | 400 | $4.00 | 234,687 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-10 | 1,000 | $4.00 | 233,687 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-13 | 2,600 | $4.00 | 231,087 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-14 | 100 | $4.00 | 230,987 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-17 | 100 | $4.00 | 230,887 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-21 | 4,900 | $4.00 | 225,987 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-23 | 400 | $4.00 | 225,587 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-30 | 1,000 | $3.61 | 224,587 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,423,839 | Indirect | By Hanna Enterprises, LLC |
Footnotes
- The number of shares reported in Column 5 throughout this filing reflects the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein.
- These shares are owned directly by Michael G. Hanna, Jr.
- The price reported in Column 4 is the weighted average price. These shares were sold in two transactions at prices of $3.55 and $3.60.
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.58 to $3.70, inclusive. The reporting person undertakes to provide to Vaccinogen, Inc., any security holder of Vaccinogen, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.55 to $3.80, inclusive.
- These shares are owned directly by Hanna Enterprises, LLC, and indirectly by Michael G. Hanna, Jr. as a member and manager of Hanna Enterprises, LLC.