Filing Details

Accession Number:
0000950142-15-001631
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-06 20:35:45
Reporting Period:
2015-06-26
Filing Date:
2015-07-06
Accepted Time:
2015-07-06 20:35:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
109177 Hrg Group Inc. HRG Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 741339132
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233569 Philip Falcone 450 Park Avenue, 30Th Floor
New York NY 10022
No No Yes Yes
1647121 Global Opportunities Breakaway Mm, L.l.c. 450 Park Avenue, 30Th Floor
New York NY 10022
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock (Par Value $0.01 Per Share) Disposition 2015-06-26 227,901 $13.16 78,682 No 4 S Direct
Common Stock (Par Value $0.01 Per Share) Disposition 2015-06-29 348 $13.19 78,334 No 4 S Direct
Common Stock (Par Value $0.01 Per Share) Disposition 2015-06-30 311 $13.02 78,023 No 4 S Direct
Common Stock (Par Value $0.01 Per Share) Disposition 2015-07-01 7,436 $13.03 70,587 No 4 S Direct
Common Stock (Par Value $0.01 Per Share) Disposition 2015-07-02 18,513 $12.97 52,074 No 4 S Direct
Common Stock (Par Value $0.01 Per Share) Disposition 2015-07-06 3,565 $13.06 48,509 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sale price represents the weighted average sale price for multiple transactions reporting on this line. The prices of the transactions ranged from $13.16 to $13.25, inclusive.
  2. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, HRG Group, Inc. (""HRG"") or a security holder of HRG full information regarding the number of Shares sold at each separate price within the range set forth on this line.
  3. These Shares are owned directly by Global Opportunities Breakaway MM, L.L.C. ("Breakaway MM"), which is a Reporting Person.
  4. These Shares may be deemed to be indirectly beneficially owned by the following, whom is a Reporting Person: Philip Falcone, the managing member of Breakaway MM.
  5. The Reporting Person listed in Footnote 4 disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  6. The sale price represents the weighted average sale price for multiple transactions reporting on this line. The prices of the transactions ranged from $13.18 to $13.215, inclusive.
  7. The sale price represents the weighted average sale price for multiple transactions reporting on this line. The prices of the transactions ranged from $13.02 to $13.04, inclusive.
  8. The sale price represents the weighted average sale price for multiple transactions reporting on this line. The prices of the transactions ranged from $13.02 to $13.08, inclusive.
  9. The sale price represents the weighted average sale price for multiple transactions reporting on this line. The prices of the transactions ranged from $12.97 to $13.10, inclusive.
  10. The sale price represents the weighted average sale price for multiple transactions reporting on this line. The prices of the transactions ranged from $13.02 to $13.13, inclusive.