Filing Details
- Accession Number:
- 0001441634-15-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-06 19:01:26
- Reporting Period:
- 2015-07-01
- Filing Date:
- 2015-07-06
- Accepted Time:
- 2015-07-06 19:01:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 980682363 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469468 | Bryan Ingram | C/O Avago Technologies Us Inc. 1320 Ridder Park Drive San Jose CA 95131 | Svp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2015-07-01 | 6,666 | $35.45 | 119,551 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2015-07-01 | 20,000 | $62.02 | 139,551 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2015-07-01 | 25,000 | $32.39 | 164,551 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2015-07-01 | 52,868 | $134.86 | 111,683 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-07-01 | 7,350 | $135.37 | 104,333 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-07-01 | 6,666 | $0.00 | 6,666 | $35.45 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-07-01 | 20,000 | $0.00 | 20,000 | $62.02 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-07-01 | 25,000 | $0.00 | 25,000 | $32.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2020-03-11 | No | 4 | M | Direct | |
| 192,000 | 2021-03-10 | No | 4 | M | Direct | |
| 0 | 2018-03-07 | No | 4 | M | Direct |
Footnotes
- Transactions made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Includes 104,333 Restricted Share Units.
- Transaction executed in multiple trades at prices ranging from $134.32 to $135.32 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $135.33 to $135.46 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant. The exercisability requirements for the Option have been met.
- The option is fully vested and exercisable.
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