Filing Details
- Accession Number:
- 0001225208-15-015021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-02 16:21:32
- Reporting Period:
- 2015-07-01
- Filing Date:
- 2015-07-02
- Accepted Time:
- 2015-07-02 16:21:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874766 | Hartford Financial Services Group Inc | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1534150 | Robert Rupp | One Hartford Plaza Hartford CT 06155 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-01 | 10,000 | $20.63 | 29,241 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-07-01 | 10,000 | $17.83 | 39,241 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-01 | 3,801 | $43.55 | 35,440 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-07-01 | 10,000 | $43.41 | 25,440 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-07-01 | 10,000 | $42.70 | 15,440 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-07-01 | 15,439 | $43.77 | 1 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2015-07-01 | 10,000 | $20.63 | 10,000 | $20.63 |
| Common Stock | Stock Option | Disposition | 2015-07-01 | 10,000 | $17.83 | 10,000 | $17.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 54,467 | 2022-02-28 | No | 4 | M | Direct | |
| 62,230 | 2021-11-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Units | 18,086 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $41.25 | 2025-03-03 | 66,038 | 66,038 | Direct | |
| Common Stock | Stock Option | $35.83 | 2024-03-04 | 66,100 | 66,100 | Direct | |
| Common Stock | Stock Option | $24.15 | 2023-03-05 | 89,974 | 89,974 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-03-03 | 66,038 | 66,038 | Direct |
| 2024-03-04 | 66,100 | 66,100 | Direct |
| 2023-03-05 | 89,974 | 89,974 | Direct |
Footnotes
- Transaction effected pursuant to a pre-planned trading plan entered into on August 1, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $43.49 to 43.61 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $43 to $43.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $42.54 to $43 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $43.50 to $44.01 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
- The options became fully exercisable on November 4, 2014, the third anniversary of the grant date.
- One-third of the options will become exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
- One-third of the options became exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
- One-third of the options became exercisable on March 5, 2014, an additional one-third of the options became exercisable on March 5, 2015 and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.
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