Filing Details
- Accession Number:
- 0001082906-15-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-02 15:00:45
- Reporting Period:
- 2015-07-01
- Filing Date:
- 2015-07-02
- Accepted Time:
- 2015-07-02 15:00:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1459200 | Alarm.com Holdings Inc. | ALRM | Services-Prepackaged Software (7372) | 264247032 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1082906 | C Jay Hoag | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1188444 | Jr Q Jon Reynolds | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1188456 | John Drew | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1197937 | Rick Kimball | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1343722 | Robert Trudeau | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1406509 | David Yuan | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1406576 | C. John Rosenberg | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1419272 | P L Vii(A) Tcv | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1420295 | Tcv Vii Lp | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1440008 | P Christopher Marshall | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-07-01 | 10,614,744 | $0.00 | 10,614,744 | No | 4 | C | Indirect | TCV VII, L.P. |
Common Stock | Acquisiton | 2015-07-01 | 581,418 | $13.02 | 11,196,162 | No | 4 | P | Indirect | TCV VII, L.P. |
Common Stock | Acquisiton | 2015-07-01 | 5,512,482 | $0.00 | 5,512,482 | No | 4 | C | Indirect | TCV VII (A), L.P. |
Common Stock | Acquisiton | 2015-07-01 | 301,944 | $13.02 | 5,814,426 | No | 4 | P | Indirect | TCV VII (A), L.P. |
Common Stock | Acquisiton | 2015-07-01 | 100,287 | $0.00 | 100,287 | No | 4 | C | Indirect | TCV Member Fund, L.P. |
Common Stock | Acquisiton | 2015-07-01 | 5,576 | $13.02 | 105,863 | No | 4 | P | Indirect | TCV Member Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | TCV VII, L.P. |
No | 4 | P | Indirect | TCV VII, L.P. |
No | 4 | C | Indirect | TCV VII (A), L.P. |
No | 4 | P | Indirect | TCV VII (A), L.P. |
No | 4 | C | Indirect | TCV Member Fund, L.P. |
No | 4 | P | Indirect | TCV Member Fund, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2015-07-01 | 1,179,416 | $0.00 | 10,614,744 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2015-07-01 | 612,498 | $0.00 | 5,512,482 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2015-07-01 | 11,143 | $0.00 | 100,287 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series B Preferred Stock automatically converted into 9 shares of common stock upon the closing of the Issuer's initial public offering. The Series B Preferred Stock has no expirationdate.
- This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Timothy P. McAdam, TCV Member Fund, L.P., Technology Crossover Management VII, L.P., and Technology Crossover Management VII, Ltd. on July 2, 2015.
- These securities are directly held by TCV VII, L.P. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.