Filing Details
- Accession Number:
- 0000315189-11-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-01 14:12:33
- Reporting Period:
- 2011-01-28
- Filing Date:
- 2011-02-01
- Accepted Time:
- 2011-02-01 14:12:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315189 | Deere & Co | DE | Farm Machinery & Equipment (3523) | 362382580 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196260 | R James Jenkins | Deere &Amp; Company One John Deere Place Moline IL 61265 | Senior V.p. & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $1 Par Common Stock | Acquisiton | 2011-01-28 | 466 | $39.67 | 111,848 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2011-01-28 | 466 | $91.89 | 111,382 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2011-02-01 | 4,000 | $34.44 | 115,382 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2011-02-01 | 4,000 | $91.89 | 111,382 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2011-02-01 | 15,000 | $48.38 | 126,382 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2011-02-01 | 15,000 | $91.89 | 111,382 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2011-02-01 | 2,034 | $39.67 | 113,416 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2011-02-01 | 2,034 | $91.89 | 111,382 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Market Priced Options | Disposition | 2011-01-28 | 466 | $0.00 | 466 | $39.67 |
| Common Stock | Market Priced Options | Disposition | 2011-02-01 | 4,000 | $0.00 | 4,000 | $34.44 |
| Common Stock | Market Priced Options | Disposition | 2011-02-01 | 15,000 | $0.00 | 15,000 | $48.38 |
| Common Stock | Market Priced Options | Disposition | 2011-02-01 | 2,034 | $0.00 | 2,034 | $39.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 37,776 | 2009-12-17 | 2018-12-17 | No | 4 | M | Direct |
| 4,660 | 2008-12-07 | 2015-12-07 | No | 4 | M | Direct |
| 10,000 | 2016-12-06 | No | 4 | M | Direct | |
| 35,742 | 2009-12-17 | 2018-12-17 | No | 4 | M | Direct |
Footnotes
- Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.
- Includes 67,247 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 6,000 common shares of the Issuer that are directly owned by his spouse.
- All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- The options became exercisable in three approximately equal installments on December 6, 2007, December 6, 2008 and December 6, 2009.
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