Filing Details

Accession Number:
0000315189-11-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-01 14:12:33
Reporting Period:
2011-01-28
Filing Date:
2011-02-01
Accepted Time:
2011-02-01 14:12:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315189 Deere & Co DE Farm Machinery & Equipment (3523) 362382580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196260 R James Jenkins Deere &Amp; Company
One John Deere Place
Moline IL 61265
Senior V.p. & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$1 Par Common Stock Acquisiton 2011-01-28 466 $39.67 111,848 No 4 M Direct
$1 Par Common Stock Disposition 2011-01-28 466 $91.89 111,382 No 4 S Direct
$1 Par Common Stock Acquisiton 2011-02-01 4,000 $34.44 115,382 No 4 M Direct
$1 Par Common Stock Disposition 2011-02-01 4,000 $91.89 111,382 No 4 S Direct
$1 Par Common Stock Acquisiton 2011-02-01 15,000 $48.38 126,382 No 4 M Direct
$1 Par Common Stock Disposition 2011-02-01 15,000 $91.89 111,382 No 4 S Direct
$1 Par Common Stock Acquisiton 2011-02-01 2,034 $39.67 113,416 No 4 M Direct
$1 Par Common Stock Disposition 2011-02-01 2,034 $91.89 111,382 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Market Priced Options Disposition 2011-01-28 466 $0.00 466 $39.67
Common Stock Market Priced Options Disposition 2011-02-01 4,000 $0.00 4,000 $34.44
Common Stock Market Priced Options Disposition 2011-02-01 15,000 $0.00 15,000 $48.38
Common Stock Market Priced Options Disposition 2011-02-01 2,034 $0.00 2,034 $39.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,776 2009-12-17 2018-12-17 No 4 M Direct
4,660 2008-12-07 2015-12-07 No 4 M Direct
10,000 2016-12-06 No 4 M Direct
35,742 2009-12-17 2018-12-17 No 4 M Direct
Footnotes
  1. Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.
  2. Includes 67,247 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 6,000 common shares of the Issuer that are directly owned by his spouse.
  3. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
  4. The options became exercisable in three approximately equal installments on December 6, 2007, December 6, 2008 and December 6, 2009.