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Home > Insider Trading > Filing (0000018230-11-000052)

Filing Details

Accession Number:: 0000018230-11-000052
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-02-01 13:39:14
Reporting Period:: 2011-02-01

Filing Date:: 2011-02-01
Accepted Time:: 2011-02-01 13:39:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
18230	Caterpillar Inc	CAT	Construction Machinery & Equip (3531)	370602744

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1171802	R John Brazil	103 Mesa Verde Boerne TX 78006		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Acquisiton	2011-02-01	8,000	$40.64	16,803	No	4	M	Direct
Common	Acquisiton	2011-02-01	8,000	$44.90	24,803	No	4	M	Direct
Common	Disposition	2011-02-01	16,000	$96.96	8,803	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Employee Stock Option	Disposition	2011-02-01	8,000	$0.00	8,000	$40.64
Common	Employee Stock Option	Disposition	2011-02-01	8,000	$0.00	8,000	$44.90

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2014-04-14	No	4	M	Direct
0		2015-04-13	No	4	M	Direct

Footnotes

(Right to buy) with tandem tax withholding rights.
Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.