Filing Details
- Accession Number:
- 0001209191-15-058034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-01 16:52:53
- Reporting Period:
- 2015-06-29
- Filing Date:
- 2015-07-01
- Accepted Time:
- 2015-07-01 16:52:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
807863 | Mitek Systems Inc | MITK | Computer Peripheral Equipment, Nec (3577) | 870418827 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1212148 | B James Debello | 8911 Balboa Avenue Suite B San Diego CA 92123 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-29 | 9,506 | $0.80 | 533,098 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-29 | 9,506 | $4.00 | 523,592 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-06-29 | 9,506 | $0.00 | 9,506 | $0.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,397 | 2005-10-19 | 2015-10-19 | No | 4 | M | Direct |
Footnotes
- This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2015 (the "Trading Plan"). Pursuant to the Trading Plan, Mr. DeBello, may sell, on a periodic basis, vested stock options that would otherwise expire on October 19, 2015, and November 18, 2015. In addition to the common stock and restricted stock units referenced in footnote 2 below, following this sale Mr. DeBello holds 1,295,227 Mitek stock options.
- Comprised of 434,636 shares of common stock and 88,956 shares of common stock subject to restricted stock units held by the reporting person.