Filing Details

Accession Number:
0001209191-15-058034
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-01 16:52:53
Reporting Period:
2015-06-29
Filing Date:
2015-07-01
Accepted Time:
2015-07-01 16:52:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
807863 Mitek Systems Inc MITK Computer Peripheral Equipment, Nec (3577) 870418827
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212148 B James Debello 8911 Balboa Avenue
Suite B
San Diego CA 92123
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-29 9,506 $0.80 533,098 No 4 M Direct
Common Stock Disposition 2015-06-29 9,506 $4.00 523,592 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-06-29 9,506 $0.00 9,506 $0.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,397 2005-10-19 2015-10-19 No 4 M Direct
Footnotes
  1. This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2015 (the "Trading Plan"). Pursuant to the Trading Plan, Mr. DeBello, may sell, on a periodic basis, vested stock options that would otherwise expire on October 19, 2015, and November 18, 2015. In addition to the common stock and restricted stock units referenced in footnote 2 below, following this sale Mr. DeBello holds 1,295,227 Mitek stock options.
  2. Comprised of 434,636 shares of common stock and 88,956 shares of common stock subject to restricted stock units held by the reporting person.