Filing Details
- Accession Number:
- 0001104659-15-049019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-30 18:47:04
- Reporting Period:
- 2015-06-30
- Filing Date:
- 2015-06-30
- Accepted Time:
- 2015-06-30 18:47:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1454789 | Catabasis Pharmaceuticals Inc | CATB | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1431437 | Clarus Ventures Ii, Llc | C/O Clarus Ventures, Llc 101 Main Street Suite 1210 Cambridge MA 02142 | No | No | Yes | No | |
1431439 | Clarus Ventures Ii Gp, L.p. | C/O Clarus Ventures, Llc 101 Main Street Suite 1210 Cambridge MA 02142 | No | No | Yes | No | |
1431443 | Clarus Lifesciences Ii, L.p. | C/O Clarus Ventures, Llc 101 Main Street Suite 1210 Cambridge MA 02142 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-30 | 1,618,676 | $0.00 | 1,618,676 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2015-06-30 | 757,117 | $0.00 | 2,375,793 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2015-06-30 | 376,695 | $12.00 | 2,752,488 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2015-06-30 | 20,800,000 | $0.00 | 1,618,676 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2015-06-30 | 9,728,971 | $0.00 | 757,117 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The Series A and Series B Preferred Stock converted into Common Stock on a 1-for-12.85 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A and B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- These shares are owned directly by Clarus Lifesciences II, L.P. ("Clarus"). Clarus Ventures II GP, L.P. (the "GPLP"), as the sole general partner of Clarus, may be deemed to beneficially own certain of the shares held of record by Clarus. The GPLP disclaims beneficial ownership of all shares held of record by Clarus in which the GPLP does not have an actual pecuniary interest. Clarus Ventures II, LLC (the "GPLLC"), as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by Clarus. The GPLLC disclaims beneficial ownership of all shares held of record by Clarus in which it does not have an actual pecuniary interest.
- Each of Nicholas Galakatos, Denis Henner, Robert Liptak, Nicholas Simon, Michael Steinmetz and Kurt Wheeler, as individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by Clarus. Each of Messrs. Galakatos, Henner, Liptak, Simon, Steinmetz and Wheeler disclaims beneficial ownership of all shares held of record by Clarus in which he does not have an actual pecuniary interest.