Filing Details
- Accession Number:
- 0000315189-11-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-01 11:15:18
- Reporting Period:
- 2011-02-01
- Filing Date:
- 2011-02-01
- Accepted Time:
- 2011-02-01 11:15:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
315189 | Deere & Co | DE | Farm Machinery & Equipment (3523) | 362382580 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1350112 | James Israel | One John Deere Place Moline IL 61265 | President, John Deere Credit | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
$1 Par Common Stock | Acquisiton | 2011-02-01 | 28,472 | $39.67 | 83,399 | No | 4 | M | Direct | |
$1 Par Common Stock | Disposition | 2011-02-01 | 28,472 | $92.00 | 54,927 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Market Priced Options | Disposition | 2011-02-01 | 28,472 | $0.00 | 28,472 | $39.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,025 | 2018-12-17 | No | 4 | M | Direct |
Footnotes
- Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 3 June 2010.
- Includes 41,756 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
- All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- The options become exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011.