Filing Details
- Accession Number:
- 0001477932-15-004190
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-30 18:12:37
- Reporting Period:
- 2015-06-29
- Filing Date:
- 2015-06-30
- Accepted Time:
- 2015-06-30 18:12:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1347858 | 22Nd Century Group Inc. | XXII | Cigarettes (2111) | 980468420 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1508752 | Joseph Pandolfino | 9530 Main Street Clarence NY 14031 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-06-29 | 21,000 | $1.01 | 5,650,802 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-30 | 70,178 | $0.93 | 5,580,624 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | $1.43 | 2016-03-03 | 2020-03-03 | 100,000 | 100,000 | Direct |
Common Stock | Warrant to Purchase | $0.60 | 2012-11-09 | 2017-11-09 | 140,000 | 140,000 | Direct |
Common Stock | Warrant to Purchase | $1.15 | 2012-02-08 | 2017-02-08 | 180,047 | 180,047 | Direct |
Common Stock | Warrant to Purchase | $2.21 | 2011-01-25 | 2016-01-25 | 1,903,136 | 1,903,136 | Direct |
Common Stock | Warrant to Purchase | $1.20 | 2011-01-25 | 2016-01-25 | 47,088 | 47,088 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-03-03 | 100,000 | 100,000 | Direct |
2017-11-09 | 140,000 | 140,000 | Direct |
2017-02-08 | 180,047 | 180,047 | Direct |
2016-01-25 | 1,903,136 | 1,903,136 | Direct |
2016-01-25 | 47,088 | 47,088 | Direct |
Footnotes
- The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $0.93 to $0.9448, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.