Filing Details

Accession Number:
0001477932-15-004190
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-30 18:12:37
Reporting Period:
2015-06-29
Filing Date:
2015-06-30
Accepted Time:
2015-06-30 18:12:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1347858 22Nd Century Group Inc. XXII Cigarettes (2111) 980468420
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1508752 Joseph Pandolfino 9530 Main Street
Clarence NY 14031
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-06-29 21,000 $1.01 5,650,802 No 4 S Direct
Common Stock Disposition 2015-06-30 70,178 $0.93 5,580,624 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option $1.43 2016-03-03 2020-03-03 100,000 100,000 Direct
Common Stock Warrant to Purchase $0.60 2012-11-09 2017-11-09 140,000 140,000 Direct
Common Stock Warrant to Purchase $1.15 2012-02-08 2017-02-08 180,047 180,047 Direct
Common Stock Warrant to Purchase $2.21 2011-01-25 2016-01-25 1,903,136 1,903,136 Direct
Common Stock Warrant to Purchase $1.20 2011-01-25 2016-01-25 47,088 47,088 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-03-03 100,000 100,000 Direct
2017-11-09 140,000 140,000 Direct
2017-02-08 180,047 180,047 Direct
2016-01-25 1,903,136 1,903,136 Direct
2016-01-25 47,088 47,088 Direct
Footnotes
  1. The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $0.93 to $0.9448, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.